Compliance Manager

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and Responsibilities:Oversee...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range - 8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years, preferably from a Trustee background Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and...

Job DescriptionRole descriptionPosition Overview:Position TitleManager - ComplianceDepartmentComplianceLevel/Band401LocationMumbaiReports toAssistant Vice President - ComplianceRole Summary:.Provide extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions..Review product and marketing...

Compliance ManagerThis key role is responsible for ensuring ongoing adherence to all applicable regulatory guidelines.Regulatory ComplianceEnsure timely and accurate filing of periodic returns and reports as per RBI regulations.Handle submission of ad hoc regulatory data requests and maintain liaison with RBI officials for compliance-related matters.The...

Pazago transforms the export experience, making each export order faster, more efficient, and stress-free. We are looking for an experienced and highly skilled Legal Manager and Compliance Officer to join our team. This role is essential in managing the company's legal and compliance framework, ensuring adherence to international trade laws, data privacy...

Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...

About us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...

Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...

Job Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.• Liasoning and...