Risk Compliance Professional

2 days ago


Kollam, Kerala, India beBeeRegulatory Full time ₹ 8,00,000 - ₹ 15,00,000
Compliance Specialist RoleThis is a dynamic position that requires an individual with exceptional analytical skills and a deep understanding of regulatory requirements.The successful candidate will be responsible for monitoring compliance across various departments, disseminating relevant notifications, and maintaining accurate records.
  • Responsibilities include the dissemination of daily circulars and notifications to respective departments, tracking actionable items, and maintaining a database of implemented tasks.
  • Analyzing client balances and preparing documentation for AP registration and cancellation.
  • Maintaining records of transactions and submitting regular regulatory returns to exchanges.
  • Collaborating with the exchange, clients, and departments to address any compliance-related issues.
  • Preparing applications and documentation in accordance with exchange rules and regulations.
Requirements:
  • A minimum of 1.5 years of experience in broking.
Preferred Skills:
  • Excellent problem-solving and analytical skills.
  • Strong communication and interpersonal skills.
  • Ability to work effectively in a team environment.


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