Compliance Testing Specialist

4 days ago


Delhi, Delhi, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time

Job Summary

Sumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled Compliance Testing Specialist to join our team. The ideal candidate will have a strong understanding of Compliance Functions of Financial Institutions and experience in Internal Audit of banks or CA firms.

Key Responsibilities

  • Conduct Compliance testing and monitoring as per Head Office and RBI guidelines.
  • Submit reports to Management and Local Management Committee.
  • Carry out Compliance Risk Assessment and Compliance Action Plan on an annual basis.
  • Follow up with Heads of Department to ensure closure and rectification of Compliance Observations.

Requirements

  • Understanding of Compliance Functions of FIs (preferably foreign Banks).
  • Skills: Compliance, Staff having experience in Internal Audit of the banks (preferably foreign banks) or CA firms having experience in bank audit.
  • Experience: 4-8 years of relevant experience.
  • Qualification: Bachelors / Masters in relevant fields. Professional degrees /diploma preferred.


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