Securities and Derivatives Operations Specialist
4 weeks ago
Job Summary
The Securities & Derivatives Analyst 2 is an intermediate-level position responsible for investigating and resolving transaction breaks originating from trading desks and relating to SFTR Reporting. This role facilitates the accuracy of SFTR Reporting for the Bank's Agency Lending product offering to ensure adherence to regulatory requirements.
Key Responsibilities
- Initiate investigations of discrepancies between Agency lending positions and those of external Brokers.
- Identify root cause of breaks and resolve issues with internal partners from Regulatory Ops, Technology, Middle Office, and Trading.
- Analyze trends within the daily workflow to reduce differences on an ongoing basis.
- Contribute to Management Reporting and Tracking to measure progress for both escalation purposes and overall monitoring.
- Evaluate transaction processing issues and collaborate on a solution.
- Design and analyze moderately complex reports, in coordination with standards set by direct leadership.
- Assist with control activities and the launch of new products and services.
- Ensure processes adhere to audit and control policies.
Requirements
- 6-10 years of relevant experience.
- Fundamental understanding of Equity products, accounting, and regulatory policies.
- Proven ability to perform various concurrent activities/projects in a high-risk environment.
- Ability to work in a fast-paced environment.
- Demonstrated knowledge of Microsoft Office.
- Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance.
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