
Regulatory Compliance Professional
1 week ago
As a Regulatory Control Leader, you will serve as a key member of our team, overseeing the day-to-day handling of alerts and ensuring consistent quality across investigations.
This role is ideal for a seasoned investigator ready to step into leadership, champion operational excellence, and foster team development.
You will be responsible for upholding regulatory standards, supporting governance reporting, and acting as a role model for investigative rigour and ethical decision-making.
We offer a range of benefits that you can tailor to suit your needs, including flexible leave policies, comprehensive insurance, and sponsorship for industry-relevant certifications and education.
Your responsibilities will include:
- Operational Leadership: Oversee daily workflow and alert queues, ensuring timely and accurate disposition.
- Quality Assurance & Coaching: Review investigation outputs for completeness, accuracy, and regulatory alignment. Provide feedback, coaching, and training to team members.
- Stakeholder Coordination: Liaise with Compliance and Operations to resolve cross-functional queries. Support the Team Manager in preparing MI and contributing to governance packs.
- Process Improvement: Identify inefficiencies and propose enhancements to alert handling procedures. Contribute to system tuning and false positive reduction initiatives.
- Risk Awareness & Escalation: Stay informed on sanctions developments and emerging risks. Escalate potential true matches and high-risk issues in line with escalation protocols.
The ideal candidate will have solid experience in investigations or financial crime compliance, working knowledge of global sanctions regimes and screening systems, excellent analytical and written communication skills, and demonstrated ability to coach peers and uphold quality standards.
We offer training and development to help you excel in your career, coaching and support from experts in your team, a culture of continuous learning, and a range of flexible benefits that you can tailor to suit your needs.
Please visit our company website for further information about our values and work environment.
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