Compliance Officer for Alternative Investment Funds
5 days ago
Larson Maddox is seeking a seasoned Compliance Officer to join our team in Mumbai, India. As a Vice President of Compliance, you will be responsible for overseeing compliance matters for our onshore India operations and working closely with the Global CCO and SEBI.
Key Responsibilities:
- Compliance Oversight: Supervise compliance activities for onshore businesses in India to ensure adherence to local regulations.
- Regulatory Guidance: Provide guidance to central compliance teams, such as Financial Crime Compliance and the Anti-bribery Group, from a local regulatory perspective.
- Regulatory Change Management: Stay informed about regulatory changes, assess their impacts, and drive their implementation.
- Relationship Management: Cultivate and manage regulatory relationships, participate in industry forums to support organizational goals.
- Policy Development: Develop, draft, and revise compliance policies and procedures outlining firm requirements and best practices.
- Audit and Compliance: Lead regulatory and internal audits, conduct ad-hoc compliance training, and coordinate regulatory reporting, including suspicious transaction reporting.
- Collaboration: Collaborate with various firm departments on initiatives and projects, including Controllers, Operations, Legal, and Internal Audit.
- External Partnerships: Engage with external partners like law firms, audit firms, fund administrators, and trustees.
- Board Representation: Represent Compliance in board and committee meetings involving senior management.
Qualifications:
- Education: Bachelor's degree in Finance, Business, Law, or related field. An advanced degree is preferred.
- Experience: Extensive experience in Compliance for Alternative Investment Funds within the onshore India business. Open for candidates with both primary and secondary market experience.
- Regulatory Knowledge: Strong understanding of local regulatory requirements and best practices.
- Leadership Skills: Demonstrated track record in policy development, regulatory analysis, and relationship management.
- Communication Skills: Excellent communication and stakeholder engagement skills.
- Leadership: Ability to effectively lead audits, training programs, and regulatory reporting processes.
Company Information
Larson Maddox is a leading alternative investment firm with a strong presence in the APAC region.
-
Senior Investment Compliance Officer
3 weeks ago
Mumbai, Maharashtra, India Peoplenomic Full timeInvestment Compliance Role at PeoplenomicAs a Senior Investment Compliance Officer at Peoplenomic, you will be responsible for ensuring the investment activities of our Mutual Funds, Alternative Investment Funds, and Portfolio Management Services businesses are in compliance with regulatory requirements. This includes working closely with our Equity and...
-
Investment Fund Analyst
4 weeks ago
Mumbai, Maharashtra, India international finance corporation Full timeJob Title: Investment AnalystInternational Finance Corporation (IFC) is seeking a highly skilled Investment Analyst to join its Private Equity (PE) funds department. As a key member of the team, you will play a crucial role in assessing PE fund managers in South Asia to determine their alignment with IFC's triple bottom line: financial returns, development...
-
Chief Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Alpha Alternatives Full timeAbout:Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 12000 crores of assets under management, and deep focus on alpha generation.We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate across various...
-
Senior Investment Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Peoplenomic Full timeInvestment Compliance Role at PeoplenomicWe are seeking an experienced Investment Compliance professional to join our team at Peoplenomic. As a key member of our Investment Compliance team, you will play a crucial role in ensuring that our investment activities are in line with regulatory requirements and internal policies.Key Responsibilities:Work closely...
-
Investment Associate
7 days ago
Mumbai, Maharashtra, India Ares Management Corporation Full timeFund Accounting ResponsibilitiesAs a Senior Associate, Fund Accounting, at Ares Management Corporation, you will be responsible for day-to-day fund operations and fund reporting. Your tasks will include reviewing NAV packages, preparing financial statements, and compiling regulatory filings. You will also be responsible for monitoring cash activity and...
-
Senior Legal Compliance Specialist
3 weeks ago
Mumbai, Maharashtra, India Rockstud Capital Full timeRockstud Capital is a leading alternate asset management firm based in Mumbai. Our first Fund, Rockstud Capital Investment Fund Series I, is a SEBI registered Category II AIF Fund established in 2018. The Fund had a unique hybrid equity strategy of investing in Startups at Pre-Series A stage as well as in Listed Equities in India.We are currently deploying...
-
Investment Solutions Specialist
4 weeks ago
Mumbai, Maharashtra, India Mercer Full timeMercer Job OpportunityMercer is seeking a highly skilled professional to join our team as a Lead Specialist in Investments (OCIO – Private Markets – Investment Solutions).What You Can Expect:Mercer Alternatives is a global leader in alternative investments, offering customized and pooled investment solutions and advisory services for institutional...
-
Senior Manager
4 weeks ago
Mumbai, Maharashtra, India F3337 FT Alternative Investments (India) Pvt Ltd Full timeJob Title: Senior Manager - Credit InvestmentsAt F3337 FT Alternative Investments (India) Pvt Ltd, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make...
-
Compliance Officer
3 weeks ago
Mumbai, Maharashtra, India Ananta Resource Management Full timeJob Profile:Compliance OfficerResponsibilities:Initiate and execute compliance processes to ensure accuracy and rigor in Corporate & Other Laws.Collaborate with stakeholders within and outside the business to identify and execute key opportunities for regulatory compliance goals.Work with various stakeholders relating to Alternative Investment Funds (AIF)...
-
Investment Operations Associate
2 weeks ago
Mumbai, Maharashtra, India Ares Management Corporation Full timeAbout the Role:Ares Management Corporation is currently seeking an experienced Investment Operations Associate to join its Investment Accounting team in Mumbai. The Investment Accounting team is part of the global Investment Operations team within the Finance & Accounting Operations organization and has a presence in multiple locations worldwide.Key...
-
Fund Accounting Manager
4 weeks ago
Mumbai, Maharashtra, India VISTRA Full timeJob SummaryWe are seeking a highly skilled and experienced Fund Accounting Manager to join our team at Vistra. As a key member of our Fund Administration department, you will be responsible for managing the financial reporting requirements for a portfolio of alternative investment fund structures.Key ResponsibilitiesManage the financial reporting process for...
-
Investment Officer
4 weeks ago
Mumbai, Maharashtra, India The World Bank Full timeJob Title: Investment OfficerJoin The World Bank Group, a leading global development institution, as an Investment Officer in our Financial Institutions Group (FIG).About the RoleWe are seeking a highly skilled and experienced Investment Officer to join our FIG investment team based in Mumbai, India. The successful candidate will provide equity and...
-
Investment Officer
4 weeks ago
Mumbai, Maharashtra, India The World Bank Full timeJob Opportunity: Investment OfficerThe World Bank Group is seeking a highly skilled Investment Officer to join its Financial Institutions Group (FIG) in Mumbai, India.About the RoleThe Investment Officer will provide equity and convertible debt investment expertise to the IFC FIG regional industry teams, sourcing, structuring, negotiating, and executing...
-
Fund Accounting Operations Manager
4 weeks ago
Mumbai, Maharashtra, India Ananta Resource Management Full timeJob Profile: Fund Accounting and Operations ManagerAt Ananta Resource Management, we are seeking a highly skilled Fund Accounting and Operations Manager to oversee the financial management of our Real Estate Alternative Investment Funds (AIFs).Key Responsibilities:Fund Expenses Management: Oversee and manage all aspects of fund expenses, ensuring accurate...
-
Senior Manager of Investment Advisory
1 week ago
Mumbai, Maharashtra, India Skillflix Consultancy India Private Limited Full timeJob Description: This position will be responsible for originating new business from Ultra High Net Worth Individuals (UHNWIs) and Family Offices for Investment Advisory, Portfolio Management Schemes, and Alternatives (AIFs, Private Credit Funds, Global Funds). The incumbent will prospect for new business opportunities, generate proposals, respond to client...
-
Fund Accounting Operations Manager
3 weeks ago
Mumbai, Maharashtra, India Ananta Resource Management Full timeFund Accounting Operations ManagerAnanta Resource Management seeks a highly skilled Fund Accounting Operations Manager to oversee the financial management of our Real Estate Alternative Investment Fund (AIF).Key Responsibilities:Fund Expenses Management: Ensure accurate recording and timely payments of fund expenses, conducting regular reviews and audits to...
-
Senior Investment Research Analyst
3 weeks ago
Mumbai, Maharashtra, India MASTER MIND CONSULTANCY Full timeAlpha Generation SpecialistAt Master Mind Consultancy, we are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. Our team operates across various alternative spaces like Equities, Commodities, Absolute Returns, Structured Credit, Fixed Income, Quant, and Infrastructure. We are looking to hire...
-
Senior Investment Professional
7 days ago
Mumbai, Maharashtra, India MASTER MIND CONSULTANCY Full timeRole Overview: We are seeking a talented Senior Research Analyst / Junior Fund Manager to join our long only equities investing team at Master Mind Consultancy.About Us: Our company, Alpha Alternatives, is a multi-asset class alternatives asset management platform based out of India and Singapore with over 12,000 crores of assets under management. We are...
-
Fund Accounting Specialist
2 weeks ago
Mumbai, Maharashtra, India Ares Management Corporation Full timeAbout the RoleAres Management Corporation seeks a highly motivated Fund Accounting Specialist to join our team. This role will be responsible for assisting with the preparation of US GAAP financial statements for monthly reporting and quarterly and annual SEC filings.Key ResponsibilitiesOversee and review daily and monthly NAV packages from the fund...
-
Fund Accounting Operations Manager
4 weeks ago
Mumbai, Maharashtra, India Ananta Resource Management Full timeJob Profile: Fund Accounting & Operations ManagerJob Profile: Manager Fund Accounting & Operations Company:Fund Category: CATII Real Estate Alternative Investment Fund (AIF)Fund Type: Residential & Commercial FundsKey Responsibilities:1. Fund Expenses Management:Oversee and manage all aspects of fund expenses ensuring accurate recording and timely...