Senior Compliance Risk Management Specialist

4 weeks ago


Chennai, Tamil Nadu, India FXCM Full time
Job Overview

We are seeking a detail-oriented and motivated Senior Compliance Risk Management Specialist to safeguard our company's compliance posture.

About the Role

This is an exciting opportunity for a professional with experience in compliance, audit, or a related field to play a vital role in ensuring adherence to internal policies and regulatory standards.

Key Responsibilities
  • Assist with comprehensive compliance reviews across various departments, verifying adherence to internal policies and statutory requirements.
  • Analyze client-facing communications (emails, social media posts, etc.) to verify compliance with internal policies and regulatory standards.
  • Review the accuracy and compliance of financial promotion materials (advertisements, social media posts, etc.).
  • Analyze client complaints to ensure fair resolution and adherence to established guidelines.
  • Conduct recordkeeping reviews to verify proper documentation, accessibility, and retention of all communication records (electronic and oral).
  • Leverage automated alert systems and scripts to monitor compliance adherence.
  • Collaborate effectively with stakeholders across different departments.
  • Escalate incident reports, follow up on investigations, and recommend process improvements.
Requirements
  • Minimum of 1 year experience in compliance, audit, or a related field.
  • Excellent written and verbal communication skills in English.
  • Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
  • Strong analytical skills and the ability to prioritize and manage complex tasks effectively.
  • A meticulous approach with a passion for accuracy and detail.
Preferred Qualifications
  • Familiarity with regulatory requirements of FCA, ASIC, or CySEC.
  • Experience with Salesforce and Jira.
  • Knowledge of Python programming language.
Work Arrangements

Full-time position; Monday to Friday; SKCL Prime, Fourth Floor, Thiru Vi Ka Industrial Estate, Alandur, Guindy, Chennai -032

Benefits and Remuneration

The estimated salary for this role is ₹800,000 - ₹1,200,000 per annum, depending on experience. All Technementals Innovation India Private Limited employees must be eligible to work in India.



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