Senior Compliance Risk Management Specialist
4 weeks ago
We are seeking a detail-oriented and motivated Senior Compliance Risk Management Specialist to safeguard our company's compliance posture.
About the RoleThis is an exciting opportunity for a professional with experience in compliance, audit, or a related field to play a vital role in ensuring adherence to internal policies and regulatory standards.
Key Responsibilities- Assist with comprehensive compliance reviews across various departments, verifying adherence to internal policies and statutory requirements.
- Analyze client-facing communications (emails, social media posts, etc.) to verify compliance with internal policies and regulatory standards.
- Review the accuracy and compliance of financial promotion materials (advertisements, social media posts, etc.).
- Analyze client complaints to ensure fair resolution and adherence to established guidelines.
- Conduct recordkeeping reviews to verify proper documentation, accessibility, and retention of all communication records (electronic and oral).
- Leverage automated alert systems and scripts to monitor compliance adherence.
- Collaborate effectively with stakeholders across different departments.
- Escalate incident reports, follow up on investigations, and recommend process improvements.
- Minimum of 1 year experience in compliance, audit, or a related field.
- Excellent written and verbal communication skills in English.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
- Strong analytical skills and the ability to prioritize and manage complex tasks effectively.
- A meticulous approach with a passion for accuracy and detail.
- Familiarity with regulatory requirements of FCA, ASIC, or CySEC.
- Experience with Salesforce and Jira.
- Knowledge of Python programming language.
Full-time position; Monday to Friday; SKCL Prime, Fourth Floor, Thiru Vi Ka Industrial Estate, Alandur, Guindy, Chennai -032
Benefits and RemunerationThe estimated salary for this role is ₹800,000 - ₹1,200,000 per annum, depending on experience. All Technementals Innovation India Private Limited employees must be eligible to work in India.
-
Compliance Risk Management Specialist
1 month ago
Chennai, Tamil Nadu, India KBR Full timeAbout the RoleWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at KBR.Job DescriptionThe Compliance Risk Management Specialist will be responsible for evaluating people, organization, projects, systems, and procedures to ensure compliance with regulations. This includes inspecting adherence to policies and producing...
-
Risk Compliance Specialist
1 week ago
Chennai, Tamil Nadu, India HCLTech Full timeJob Title: Risk Compliance SpecialistEstimated Salary: $90,000 - $140,000 per annumHCLTech is seeking an experienced Risk Compliance Specialist to join our Risk & Compliance organization. As a key member of our team, you will be responsible for identifying and mitigating risks across various business units.Main Responsibilities:Conduct risk assessments and...
-
Compliance Risk Management Specialist
1 month ago
Chennai, Tamil Nadu, India Gainwell Technologies Full timeJob SummaryWe are seeking a highly experienced Compliance Risk Management Specialist to join our team at Gainwell Technologies. This role will play a critical part in ensuring that our India operations comply with all regulatory and legal requirements.The ideal candidate will have 10 or more years of experience in handling Corporate Compliance, Labor Laws,...
-
Risk Management Specialist
1 month ago
Chennai, Tamil Nadu, India Covenant Consultants Full timeJob SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at Covenant Consultants. The successful candidate will be responsible for managing risk and third-party risk management policies, procedures, methodologies, and documentation.About UsCovenant Consultants is a leading consulting firm that provides expert advice on risk...
-
Risk and Compliance Specialist
6 days ago
Chennai, Tamil Nadu, India Unifi Capital Pvt. Ltd Full timeCompany InformationUnifi Capital is a leading provider of financial services in India, with a strong reputation for excellence and innovation. Our commitment to delivering exceptional results has earned us a loyal client base and a position as one of the largest independent portfolio managers in the country.Job DetailsWe are seeking a highly skilled Risk and...
-
Compliance Risk Management Specialist
1 month ago
Chennai, Tamil Nadu, India ZustPe Payments Private Limited Full timeJob DescriptionAs a Compliance Risk Management Specialist at ZustPe Payments Private Limited, you will be responsible for ensuring that our internal processes and systems adhere to regulatory requirements and industry standards.Key ResponsibilitiesWe will be hiring freshers only, so strong analytical and problem-solving skills are required to develop and...
-
Senior Risk Management Specialist
1 month ago
Chennai, Tamil Nadu, India HCLTech Full timeJob Description:We are seeking an experienced Senior Risk Management Specialist to join our team at HCLTech. The successful candidate will be responsible for maintaining relationships with business presidents and ensuring that identified risks are communicated in the context of the Line of Business (LoB).Key Responsibilities:Develop and implement risk...
-
Senior Territory Manager-Risk Specialist
1 month ago
Chennai, Tamil Nadu, India IDFC FIRST Bank Full timeJob Title: Senior Territory Manager-Risk Specialist Company Overview:IDFC FIRST Bank is a leading financial institution dedicated to providing innovative banking solutions. Our team of experts works tirelessly to ensure the success of our customers and the growth of our organization. Salary:We offer an estimated salary of ₹1,200,000 - ₹1,500,000 per...
-
Compliance Risk Management Specialist
3 weeks ago
Chennai, Tamil Nadu, India Mitsogo Full timeAbout MitsogoMitsogo is a global organization that values diversity and fosters a sense of belonging among its employees. The company recognizes the rapid evolution of technology and society, which impacts its industry, and prioritizes equipping employees with diverse opportunities and empowering them with a wide range of skills.Hexnode OverviewHexnode, the...
-
Senior Risk Management Specialist
2 weeks ago
Chennai, Tamil Nadu, India Syncarp Full timeJob Title:Senior Risk Management Specialist - Pan India OperationsAbout the Role:We are seeking an experienced Senior Risk Management Specialist to join our team at Syncarp, a leading vehicle finance NBFC based in Chennai. This is a senior-level position that requires managing pan-India responsibilities and overseeing operational risk...
-
Independent Risk Management Specialist
4 weeks ago
Chennai, Tamil Nadu, India Covenant Consultants Full timeSenior Independent Testing Specialist (Senior AVP)Covenant Consultants is seeking a highly skilled and experienced Senior Independent Testing Specialist (Senior AVP) to join its CIB Independent Risk Management team.Job Summary:The ideal candidate will have 6+ years of experience in independent testing, with a strong understanding of risk management...
-
**Compliance and Risk Manager**
1 month ago
Chennai, Tamil Nadu, India Unifi Capital Pvt. Ltd Full time**Role Overview**We are seeking a skilled and proactive **Risk and Compliance** professional to join our team at Unifi Capital Pvt. Ltd. The ideal candidate will possess a strong foundation in **compliance**, **internal audit**, and **risk management** within the financial services sector.Plan and manage comprehensive internal audits for PMS/AIF/Broking with...
-
Compliance and Risk Manager
1 week ago
Chennai, Tamil Nadu, India Unifi Capital Pvt. Ltd Full timeAbout Unifi CapitalUnifi Capital is a leading independent portfolio manager in India with over 22 years of legacy. We focus on under-researched segments, comprising over 400 listed firms, which has led to consistent investment outperformance.We have a combined AUM (as of May 2024) of USD 3+ Bn across various SEBI- and IFSCA-regulated platforms - PMS, AIF,...
-
Chennai, Tamil Nadu, India NTT DATA Full timeAbout the Role We are seeking a highly skilled Enterprise Risk Management and Compliance Specialist to join our team in Chennai, Tamilnadu, India. Job Description The successful candidate will have 6-10 years' experience in defining architectures, configuring software, and implementing solutions using OpenPages. Strong background working with Java, J2ee,...
-
Compliance and Risk Manager
6 days ago
Chennai, Tamil Nadu, India Unifi Capital Pvt. Ltd Full timeCompany OverviewUnifi Capital is one of India's largest independent portfolio managers with a legacy of over 22 years. The firm focuses on under-researched segments comprising listed firms, leading to consistent investment outperformance. Our combined AUM (as of May 2024) is USD 3+ Bn across various SEBI- and IFSCA-regulated platforms - PMS, AIF, and...
-
Senior Risk Management Specialist
4 weeks ago
Chennai, Tamil Nadu, India 12542 Citicorp Services India Private Limited Full timeJob Description:">The role of a Senior Risk Management Specialist within 12542 Citicorp Services India Private Limited involves ensuring the effective management of third-party risks. This entails executing day-to-day activities in support of Citi's Third-Party Management Program, including the implementation of key, standardized processes related to...
-
Senior Risk Management Specialist
4 weeks ago
Chennai, Tamil Nadu, India Covenant Consultants Full timeCovenant Consultants is seeking a highly skilled Senior Risk Management Specialist to join its CIB Independent Risk Management team. The ideal candidate will have 6+ years of experience in risk management and a strong understanding of the risk and control environment.Key Responsibilities:Lead or participate in moderate to high risk or complex control review...
-
Senior Compliance Specialist
4 days ago
Chennai, Tamil Nadu, India myGwork Full timeEstimated salary: $120,000 - $180,000 per yearAbout myGworkmyGwork is an inclusive employer and a member of the largest global platform for the LGBTQ+ business community. We foster a culture of compliance and ethical behavior throughout our organization.Job DescriptionWe are seeking an experienced Program Manager to drive compliance audit program to shape...
-
Compliance Risk Manager
1 month ago
Chennai, Tamil Nadu, India SBS HR Full timeWe are seeking a highly skilled Compliance Executive to join our team at SBS HR.About the RoleThis is an exciting opportunity for a seasoned professional to take on a leadership role in ensuring the organization's compliance with industry protocols and best practices.Responsibilities:Develop and implement effective risk management strategies to mitigate...
-
Senior IT Compliance Specialist
2 weeks ago
Chennai, Tamil Nadu, India Mazo Solutions Full timeMazo Solutions is seeking a highly experienced Senior IT Compliance Specialist to join our team. In this role, you will be responsible for ensuring the compliance of our IT infrastructure with regulatory requirements such as 21 CFR Part 11, EU Annex 11, and GAMP5.About the RoleThis is a critical position that requires strong technical expertise in IT...