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Compliance Specialist

1 week ago

Mumbai, Maharashtra, India The Premier Consultants ( Recruitment Company ) Full time

Job Description

This role involves supporting the company's compliance with GIFT City's FME and SEZ regulations. The successful candidate will have a degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics, capital markets, or banking from a recognized university.

  • The ideal candidate will have a minimum of 2-3 years of experience in the securities market or financial products, including roles such as portfolio manager, broker-dealer, investment advisor, wealth manager, research analyst, or in fund management.
  • Key responsibilities include:
    • Supporting AIF compliances
    • Ensuring accurate and timely filings for FME as per SEZ regulations and ISFCA requirements
    • Coordinating with the Administrator, bank custodian, clients, team members, and other entities within GIFT City
    • Reviewing and drafting fund-related documents, constitutional documents, and policies
    • Assisting with Anti-Money Laundering (AML) compliance activities

Benefits

The company offers a competitive compensation package to the right candidate.

Others

Please share your updated CV if you are interested in this opportunity.