
Regulatory Compliance Specialist
1 day ago
Key Responsibilities:
- Ensure strict adherence to RBI and SEBI guidelines.
Job Overview: Compliance Officer
Our organization is seeking a highly skilled Compliance Officer to ensure adherence to regulatory requirements, support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees. The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters.
Responsibilities:
- Continuously track and evaluate regulatory updates relevant to our organization.
- Assess the impact of regulatory changes on policies and business processes.
- Disseminate updates to senior management and ensure timely implementation.
Compliance Advisory & Governance:
- Provide compliance advisory to business teams on loan proposals and related matters.
Reporting & Communication:
- Act as the single point of contact for regulatory queries and clarifications.
Audit & Inspection Management:
- Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
Qualifications:
- Bachelors or Master's degree in Law, Finance, or related field.
- 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
Preferred Attributes:
- Certification in Compliance, Risk Management, or related areas.
Skills:
- Excellent communication, analytical, and stakeholder management skills.
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