Regulatory Compliance Specialist

1 day ago


Jodhpur, Rajasthan, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,10,00,000

Key Responsibilities:

  • Ensure strict adherence to RBI and SEBI guidelines.

Job Overview: Compliance Officer

Our organization is seeking a highly skilled Compliance Officer to ensure adherence to regulatory requirements, support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees. The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters.

Responsibilities:

  • Continuously track and evaluate regulatory updates relevant to our organization.
  • Assess the impact of regulatory changes on policies and business processes.
  • Disseminate updates to senior management and ensure timely implementation.

Compliance Advisory & Governance:

  • Provide compliance advisory to business teams on loan proposals and related matters.

Reporting & Communication:

  • Act as the single point of contact for regulatory queries and clarifications.

Audit & Inspection Management:

  • Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.

Qualifications:

  • Bachelors or Master's degree in Law, Finance, or related field.
  • 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
  • Strong understanding of RBI and SEBI regulations and financial compliance frameworks.

Preferred Attributes:

  • Certification in Compliance, Risk Management, or related areas.

Skills:

  • Excellent communication, analytical, and stakeholder management skills.


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