Stock Exchange Regulatory Specialist

1 day ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 70,000 - ₹ 1,20,000

We are seeking a meticulous and experienced Compliance Officer to ensure our operations adhere to regulatory requirements.

Key Responsibilities
  • Ensure day-to-day compliance with SEBI regulations, circulars, and exchange/depository guidelines.
  • Monitor and report suspicious transactions under Anti-Money Laundering (AML) guidelines.
  • File periodic reports with regulatory authorities, including margin trading, financial disclosures, and KYC compliance updates.
  • Submit System Audit Reports (SAR) and Annual Returns to respective exchanges in digital and physical formats.


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