Senior Risk and Compliance Specialist

2 days ago


Chennai, Tamil Nadu, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,50,00,000
Compliance Manager Job Description

We are seeking an experienced professional to lead and enhance our internal audit and compliance framework.

The ideal candidate will conduct risk-based audits, assess control effectiveness, and pinpoint process gaps. They will collaborate with internal teams and auditors to ensure timely resolution of audit findings.

About Us:

Our organization is a leading financial services company managing over ₹2.6 lakh crore in assets while serving rural and semi-urban customers.

Key Responsibilities:

  • Assist in conducting process reviews and identifying gaps in risk and compliance controls
  • Monitor and interpret relevant regulatory requirements for applicability
  • Support the preparation and maintenance of compliance-related documentation and internal policies
  • Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
  • Conduct risk‑based internal audits to evaluate control effectiveness and risk exposure across functions
  • Track and follow up on remediation actions to ensure audit issues are resolved promptly

Requirements:

  • General understanding of process review, risk and compliance requirements in finance
  • Quick learner with a proactive approach to regulatory changes
  • Understanding of regulatory requirements for finance industry could be an advantage
  • Hands-on with compliance monitoring tools and Excel-based reporting
  • Must have good communication skills (verbal and written)
  • Must have strong knowledge of MS Excel and MS Office

Education: CA-Inter or CS/CS-Inter

Experience: 3+ years of experience post qualification



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