
Senior Risk and Compliance Specialist
2 days ago
We are seeking an experienced professional to lead and enhance our internal audit and compliance framework.
The ideal candidate will conduct risk-based audits, assess control effectiveness, and pinpoint process gaps. They will collaborate with internal teams and auditors to ensure timely resolution of audit findings.
About Us:
Our organization is a leading financial services company managing over ₹2.6 lakh crore in assets while serving rural and semi-urban customers.
Key Responsibilities:
- Assist in conducting process reviews and identifying gaps in risk and compliance controls
- Monitor and interpret relevant regulatory requirements for applicability
- Support the preparation and maintenance of compliance-related documentation and internal policies
- Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
- Conduct risk‑based internal audits to evaluate control effectiveness and risk exposure across functions
- Track and follow up on remediation actions to ensure audit issues are resolved promptly
Requirements:
- General understanding of process review, risk and compliance requirements in finance
- Quick learner with a proactive approach to regulatory changes
- Understanding of regulatory requirements for finance industry could be an advantage
- Hands-on with compliance monitoring tools and Excel-based reporting
- Must have good communication skills (verbal and written)
- Must have strong knowledge of MS Excel and MS Office
Education: CA-Inter or CS/CS-Inter
Experience: 3+ years of experience post qualification
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