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Wealth Management Compliance Specialist
2 weeks ago
We are seeking a Technical Coordinator to join our team. As a key member of our organization, you will be responsible for providing leadership and guidance to colleagues and partners to support AML compliance services.
Key Responsibilities:
- Provide leadership and guidance to colleagues and partners to support AML compliance services.
- Hold, build, and maintain strong relationships with stakeholders to deliver robust AML Compliance services.
- Manage daily operational activities and supervise day-to-day work of junior level employees.
- Monitor and complete tasks through workflow application process.
- Take responsibility for timely allocation and accurate completion of workload of Wealth Management documentation reviews.
- Actively participate in review of wealth management documentation and information pursuant to trigger events in adherence with Northern Trust's AML processes and procedures.
- Work with colleagues and line management to ensure all queries are dealt with efficiently and professionally.
Requirements:
- Minimum 4-6 years industry experience in related field, such as Wealth Management or AML/KYC.
- At least 1 year people management experience (external candidates) or 2 years AML/KYC experience in TC role (internal candidates).
- Graduation in Commerce and additional qualification preferred.
- Demonstrate good understanding of processes, including AML/KYC, wealth management client onboarding.
Benefits:
- Flexible work approach.
- Strong organizational and communication skills.
- Effective risk management.
- Client Service experience preferably gained in investment administration environment.