SEBI Compliance Expert

4 weeks ago


Ahmedabad, Gujarat, India Tip Sons Full time
About the Role

We are looking for a talented individual to fill the role of Compliance Officer - Risk Management at Tip Sons. As a key member of our compliance team, you will be responsible for ensuring that our company remains compliant with all applicable laws and regulations.

Key Responsibilities

Your key responsibilities will include:

  • Ensuring strict compliance with SEBI guidelines and other relevant regulations governing our trading membership.
  • Monitoring and tracking changes in legislation and the regulatory environment, and proactively taking appropriate action to ensure compliance.
  • Conducting periodic reviews to ensure compliance with exchange regulations, SEBI regulations, and Companies Act requirements.
  • Assisting the legal and compliance team in organizing, preparing agendas for, and recording minutes of board meetings and general meetings.
  • Liaising with internal stakeholders to ensure compliance with all legal and regulatory requirements, including responding to queries and providing legal advice when necessary.
Requirements

To succeed in this role, you will need:

  • A minimum of 3-5 years of experience in SEBI compliance and legal compliance in a corporate or financial institution.
  • Strong understanding of SEBI guidelines, exchange regulations, and Companies Act.
  • Proficient in preparing agendas and recording accurate minutes of meetings, particularly board meetings and general meetings.
  • Ability to stay updated on changes in legislation and regulatory environments.
  • Excellent communication and interpersonal skills to interact with internal and external stakeholders.
  • Strong attention to detail and the ability to manage multiple compliance tasks simultaneously.
Estimated Salary

The estimated salary for this position is ₹1,200,000 per annum, commensurate with experience and qualifications.



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