Senior Manager – Governance and Compliance
2 weeks ago
As a Senior Manager – Internal Audit Governance & Strategies, you will play a critical role in overseeing governance initiatives, regulatory reporting, strategic audit planning, budgeting, and performance tracking. Your expertise in regulatory compliance, audit governance, and process improvements will be instrumental in enhancing the effectiveness of our internal audit function.
You will assist in building and governing audit committee executive (ACE) and audit committee board (ACB) reports. Provide oversight on audit plans, execution, and tracking across all verticals. Manage RBI-related matters, regulatory reporting, and RBI audit compliance.
You will facilitate and coordinate RBI connects, regulatory discussions, and inspection responses. Develop and maintain a progress dashboard for real-time tracking of audit performance. Ensure quality checks for IAD verticals, providing guidance on improvements where necessary.
Design and implement training programs for audit staff to enhance skill-building and knowledge. Work on HR and organizational mandates related to audit capacity planning. Track and manage the ACE ACB action tracker, ensuring timely execution of governance actions.
Maintain audit governance connects with control functions like risk, compliance, and finance. Oversee the implementation and maintenance of the internal audit tool for effective audit execution. Drive process improvements, automation, and standardization in audit workflows.
Ensure continuous review and maintenance of internal audit policies and procedures. Support IAD regulatory compliance and performance review mechanisms. Independently carry out central function audits wherever required.
RequirementsTo succeed in this role, you will need to possess a strong understanding of internal audit governance, RBI regulations, and compliance frameworks and audit processes. You must have expertise in RBI reporting, regulatory interactions, and audit inspections.
You should be able to oversee audit strategies, dashboards, and ACE governance frameworks. Experience in enhancing audit processes through automation and audit tools is essential. Skills in capacity planning, training development, and performance monitoring are also crucial.
Strong engagement skills with regulators, senior management, and control functions are required. You must have hands-on experience with audit governance, regulatory reporting, audit processes, and audit planning strategies, various banking functions/processes.
Experience & QualificationsA minimum of 7 years of relevant experience in internal audit, risk, or governance functions, of which at least 4 years in banking, is required. CA/MBA in finance or equivalent qualification is mandatory.
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