Chief Compliance Professional

1 week ago


Palakkad, Kerala, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Job Title: Compliance Officer

Ensure organizational compliance with regulatory requirements by overseeing ongoing filings, monitoring compliance matters, and preparing required reports.

The Compliance Officer is responsible for maintaining up-to-date practices and policies, reviewing marketing materials, and drafting agreements in line with applicable laws and regulations.

Main Responsibilities:

  • Monitor and report on ongoing compliance matters
  • Prepare and submit required regulatory filings, reports, and disclosures
  • Review and update organizational policies and procedures
  • Draft and vet various agreements, legal documents, and policies

Requirements:

  • Graduate or Post Graduate degree in Law preferred
  • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination beneficial
  • Minimum 3-5 years of experience in handling compliance functions in related industries


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