Chief Compliance Officer

5 days ago


Mumbai, Maharashtra, India UNLOCK BUSINESS CONSULTING Full time
Job Description:

As a Chief Compliance Officer at UNLOCK BUSINESS CONSULTING, you will play a pivotal role in ensuring the company's adherence to regulatory requirements and industry standards. The position involves maintaining an in-depth understanding of relevant laws and regulations, including Companies Act 2013, SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015, and other listing compliances.

Key Responsibilities:
  • Ensure compliance with provisions of Companies Act 2013, Secretarial Standards, and rules made thereunder, as well as SEBI and RBI guidelines.
  • Conduct Board Meetings, CSR Committee Meetings, Annual General Meetings, and Extra Ordinary General Meetings, along with documentation for resolutions.
  • Maintain statutory books, including registers of members, directors, and secretaries.
  • Monitor changes in relevant legislation and the regulatory environment, taking appropriate action.
  • Liaise with external regulators and advisers, such as RoC, RBI, SEBI, depositories, lawyers, and auditors.
  • Develop and oversee systems ensuring the company complies with all applicable codes, in addition to legal and statutory requirements.
  • Administer ESOPs plan of the company, keeping ESOP records.
  • Handle work relating to incorporation of companies, change of articles, memorandum, change of registered office, etc.
  • Well-versed with online filing procedures of MCA (e-forms including XBRL filing) and Stock Exchange.
  • Independently handled merger and acquisition process of group companies.
  • Day-to-day normal company secretarial and compliance operations.


Compliances under RBI/FEMA:
  • Well-versed with various RBI compliances under FEMA for overseas subsidiaries and NRI shareholders.
  • Filing of various reports/returns with RBI, liaising with Authorized Bank.


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