Securities and Derivatives Analyst

4 weeks ago


Mumbai, Maharashtra, India 07789 Citigroup Global Markets India Private Limited Full time

Job Summary:

The Securities and Derivatives Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.

Key Responsibilities:

  • Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, Citi internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations.
  • Managing the Equities trading and clearing Operations for Institutional clients viz., FIIs, MFs, Insurance Companies, FDIs and large corporates.
  • Support the team in managing the day to day activities in an effortless and error free manner.
  • Core processing of activities related to transaction processing, maintenances, Exchange reporting's, & other functions for BAU activities.
  • Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives.
  • Ensure compliance with regulatory guidelines and assist in regulatory and financial inspections
  • Perform operational activities for reconciliations and client reporting
  • Ensure meeting internal and regulatory Compliance and Control requirements of Citi.
  • Managing complex Operational Risk controls as per internal Citi standards.
  • Extend support to business in technology and process efficiencies initiatives and implement regulatory changes.

Requirements:

  • 5-7 years of relevant experience
  • Experience in a similar role with a stock broking company is a must
  • Consistently demonstrates clear and concise written and verbal communication skills

Education:

  • CA / MBA and preferably NISM certified

This role is responsible for supporting large Investment Banking deals in onboarding large corporate clients, managing margining and funding requirements, managing settlement of funds with exchange and client, repatriation of sale proceeds to foreign clients and related documents.



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