Financial Services Compliance Professional

2 weeks ago

Rajkot, Gujarat, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 40,00,000
Compliance Manager Job Overview

The Surveillance Department plays a critical role in safeguarding MUFG EMEA's assets, employees, clients, and reputation by ensuring strict adherence to regulatory requirements, compliance standards, and internal policies.

This position is responsible for reviewing and analyzing alerts generated from automated electronic communication surveillance systems, performing audio surveillance, closing alerts properly, documenting rationales, adhering to written operating procedures, driving program enhancements, supporting compliance investigations, and preparing metrics to report surveillance results.

Key Responsibilities:
  • Review and analyze alerts to detect potential violations of MUFG policies, applicable rules, and regulations.
  • Perform audio surveillance to detect potential violations of MUFG policies, applicable rules, and regulations.
  • Closing alerts properly, documenting rationales with accurate, complete, and organized commentary.
  • Adhere to written operating procedures and modify them as needed.
  • Drive the enhancement and improvement of the communication surveillance program.
  • Support compliance investigations and prepare metrics to report surveillance results.
Requirements:
  • Bachelor's degree and 8-10 years' experience in Financial Services or Banking Compliance.
  • Good understanding of market abuse/conduct/compliance topics.
  • Expertise in Microsoft Office Suite (Excel, Access, PowerPoint, Word).
  • Excellent written and verbal communication skills.
  • Attention to detail and excellent organizational skills.
  • Strong analytical and problem-solving skills.
  • Ability to exercise sound judgment and escalate issues appropriately.
  • Native-level proficiency in English, both verbally and in writing.
Benefits:

This role offers the opportunity to work in a dynamic and challenging environment, driving the enhancement and improvement of the communication surveillance program. The successful candidate will have the chance to develop their skills and expertise in a field that is critical to the success of the business.

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