Compliance Specialist

1 week ago


Gurgaon, Haryana, India Banyan Capital Advisors Pvt. Ltd. Full time
Operations Leader Role
Banyan Capital Advisors Pvt. Ltd. seeks an experienced Operations leader to spearhead our operational functions.

About the Company
Banyan Capital Advisors Pvt. Ltd. is a reputable portfolio management services (PMS) firm with over a decade of experience in catering to high net worth investors worldwide. We take pride in our commitment to expertise, accountability, and transparency.

Job Responsibilities
- Develop and implement operational strategies to optimize efficiency and effectiveness
- Supervise trade execution & EOD bifurcations/allocations and settlements
- Manage fund operations, including fund accounting, settlements, and reconciliations
- Manage liaison with brokers, custodians, and banks for PMS operations
- Ensure compliance with all regulatory rules, regulations, and standards
- Manage the process of audit of client accounts and internal audit as per SEBI's PMS Regulations
- Collaborate with internal teams to streamline workflows and enhance operational performance
- Monitor and manage risk associated with operational activities
- Lead and mentor a team of operations professionals

Qualifications and Requirements
- Chartered Accountant (CA) /MBA finance preferred
- 5 to 10 years of experience in operations within the financial services industry, preferably in PMS, Alternative Investment Funds (AIF), Mutual Funds, or banks
- Additional qualifications such as Company Secretary (CS) or a law degree advantageous
- Excellent written and oral communication skills
- Problem-solving orientation and a 'can-do' attitude
- Strong leadership abilities with a proven track record of managing and developing teams

Compensation and Benefits
The selected candidate will receive a salary of Rupees Fifteen Lakh Seventy-Five Thousand Per Annum, plus benefits and incentives.
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