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Company Secretary Position

2 weeks ago

Vadodara, Gujarat, India Market Creators Full time

Market Creators Ltd. is a renowned company with over 30 years of experience in the financial market. As a Compliance Manager, you will be part of a well-experienced professional team led by Mr. Kalpesh J. Shah – Director. The company has intimate knowledge in this field and has used its expertise to spearhead the success of the company's operations.

Responsibilities:
  • Regulatory Compliance & Governance:
    • Ensure compliance with SEBI, stock exchanges, Companies Act, Income Tax Act, and other applicable laws.
    • Monitor and implement changes in regulations, ensuring timely updates and adherence.
    • Liaise with regulatory bodies such as SEBI, NSE, BSE, and ROC for filings, approvals, and clarifications.
  • Stockbroker Compliance:
    • Oversee compliance related to brokerage operations, client onboarding, and reporting obligations.
    • Ensure timely submission of returns, reports, and disclosures to SEBI and stock exchanges.
    • Monitor trading activities to prevent any regulatory violations.
  • Company Law & Corporate Governance:
    • Ensure statutory compliance under the Companies Act for board meetings, annual filings, and shareholder disclosures.
    • Maintain corporate records, minutes of meetings, and statutory registers.
    • Handle secretarial audits and board-related compliance.
  • Tax & Financial Compliance:
    • Ensure timely filing of tax returns, GST compliance, and TDS deductions.
    • Assist in audits and inspections related to tax and financial regulations.
  • Risk Management & Internal Controls:
    • Develop and implement compliance policies, SOPs, and internal controls.
    • Conduct periodic compliance audits and risk assessments to mitigate regulatory risks.
    • Train employees on compliance-related matters and ethical business practices.