Senior Financial Crimes Auditor

2 days ago

Pune, Maharashtra, India BNY Full time

Role Overview

We are seeking a highly skilled Senior Financial Crimes Auditor to join our Internal Audit team in Pune or Chennai. As a key member of our team, you will be responsible for delivering complex and challenging Financial Crime and Sanctions audit assignments.

Key Responsibilities

  • Participate in delivering complex and challenging Financial Crime and Sanctions audit assignments
  • Lead or participate in the end-to-end planning, fieldwork and reporting of Financial Crime audit assignments
  • Identify meaningful issues impacting business and operations under review, challenging management to develop appropriate remedial action to address the issues identified
  • Work independently when leading projects and lead meetings with stakeholders
  • Prepare draft audit reports
  • Follow-up of audit actions and where necessary testing their implementation
  • Build and proactively manage relationships with key stakeholders and participate in Continuous Monitoring
  • Contributes to the development of the annual audit plan
  • Maintain up to date knowledge of industry best practices and regulatory requirements
  • Carry out other ad-hoc tasks and projects as directed by audit senior management
  • Perform follow-up procedures on Internal Audit observations to ensure corrective actions have been appropriately implemented
  • Represent Internal Audit on projects and at management meetings/committees

Requirements

  • 5 – 7 years of strong experience in Anti-Money Laundering (AML) and Sanctions related processes. Experience in Financial Crime Audit preferred.
  • Knowledge of US laws rules and regulations such as Bank Secrecy Act (BSA), USA Patriot Act and OFAC.
  • Excellent in written and verbal communication incl working with stakeholders
  • Relevant years relevant experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring
  • Proven track record in leading and delivering risk-based projects
  • Good understanding of audit methodologies
  • Good knowledge of Financial Crime regulatory and legislative requirements
  • Proven record of strong communication skills and influencing skills
  • Strong knowledge and use of Excel and other Microsoft software – PowerPoint, Word, Visio
  • Excellent planning, co-ordination, organisation, and presentation skills
  • Strong interpersonal and teamwork skills, including with colleagues remotely
  • Ideally educated to degree level or equivalent professional experience and have completed a recognised relevant post-graduate qualification (e.g. CIA, CMIIA, ACA, ACCA, CAMS), but not essential

About BNY

BNY is a leading global financial services company at the center of the world's financial system. We touch nearly 20% of the world's investible assets. Our culture empowers you to grow and succeed. We are a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world.

Our Benefits and Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

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