PMS Fund Operations and Compliance Professional
18 hours ago
We are seeking an experienced professional to join our team as a PMS Fund Operations and Compliance Officer. This is a unique opportunity to take on diverse responsibilities across compliance, operations, finance, and client interactions.
The ideal candidate will have a strong background in compliance and operations, with experience working with SEBI-registered PMS. They should be able to navigate complex regulatory landscapes and adapt to changing requirements.
Key Responsibilities:- Lead end-to-end compliance processes and liaise with regulatory bodies, including SEBI, RoC, and other relevant authorities.
- Proactively anticipate regulatory changes and update compliance processes accordingly.
- Undertake the responsibilities of a designated company secretary.
- Oversee PMS fund operations, including NAV reporting, digital KYC/AML, accurate fee processing, and other critical tasks.
- Handle client interactions, sales support, onboarding processes, and grievance resolution.
- Coordinate closely with external advisors and internal stakeholders to ensure impeccable corporate governance, taxation, IP, and trademark management.
- Manage internal financial operations, banking transactions, payments, expenses, accounting, and payroll processes.
- 5+ years of experience in compliance and operations for a SEBI-registered PMS.
- Qualifications in CS (eligible to be the designated CS) and CA (or accounting/finance degree).
- Versatility and enthusiasm for taking ownership of diverse responsibilities.
- Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools.
Our company culture values high-performance teamwork, relentless innovation, and radical candor. We believe in fostering a dynamic work environment that encourages collaboration, creativity, and continuous improvement.
Why Join Us:As a PMS Fund Operations and Compliance Officer, you will have the opportunity to contribute to a fast-paced and innovative organization. You will work closely with a talented team of professionals who share your passion for excellence and customer satisfaction.
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