Chief Compliance Specialist

20 hours ago


Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Compliance Manager Job Description

This is a senior-level role requiring extensive knowledge and experience in compliance management, regulation, and regulatory affairs.

  • Key Responsibilities:
  • Ongoing Compliance Management:
  • • Monitor ongoing compliance with SEBI AIF and PMS regulations.
  • • Prepare and submit timely regulatory filings, reports, and disclosures to relevant authorities.
  • Liaison and Coordination:
  • • Liaise with regulators for PMS, AIF compliance, and queries.
  • • Coordinate with service providers, vendors, and forums for various compliance-related matters.
  • Policy Development and Implementation:
  • • Develop, implement, and manage organisational compliance policies and procedures in line with applicable laws, regulations, and industry best practices.
  • Documentation and Record-Keeping:
  • • Maintain comprehensive and accurate records of compliance activities and documentation.
  • Regulatory Support:
  • • Collaborate with internal departments to provide guidance on compliance-related matters.
  • • Interact with auditors and other external parties for regulatory requirements and routine filings.
  • Legal Expertise:
  • • Draft and vet various agreements, legal documents, policies, and standard operating procedures.
  • Knowledge and Skills:
  • • Thorough understanding of SEBI regulations, directives, and circulars.
  • • Proven ability to develop, implement, and maintain effective compliance programs.
  • • Strong analytical, problem-solving, and communication skills.
  • Qualifications and Education:
  • • Bachelor's degree in Law, Business Administration, or related field.
  • • Professional certifications such as CA, CS, or CFA would be an asset.

Benefits:

  • A competitive salary and benefits package.
  • Opportunities for career growth and professional development.
  • A dynamic and supportive work environment.

About Us:

  • We are a leading [company name] seeking a highly skilled and experienced Compliance Manager to join our team.
  • The successful candidate will have a strong background in compliance management, regulation, and regulatory affairs.


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