
Financial Services Auditor
1 week ago
We are seeking an experienced Internal Auditor to join our team at Evoke HR Solutions Pvt. Ltd.
About the Role:
- Internal Audit Activities: Coordinated internal audit activities, including preparing audit checklists and issuing half-yearly audit circulars.
- Reporting and Escalation: Reviewed internal audit reports and escalated violations for disciplinary action.
- Documentation Management: Drafted meeting agendas, minutes, and action letters.
- Financial Coordination: Coordinated penalty debits with the accounts team and addressed member queries.
Data Analysis & Reporting:
- Collected and analyzed data from other exchanges and internal teams for member evaluation.
- Used analytics tools to generate reports and flag high-risk or financially stressed members.
Limited Purpose Inspections (LPI):
- Scoped and monitored Limited Purpose Inspections based on risk triggers.
- Reviewed reports from regional offices and shared findings with SEBI when required.
IT Infrastructure Management:
- Liaised with IT for system enhancement requests and UAT testing.
- Ensured accurate release of updates in the live environment.
- Coordinated BCP activities across regional offices.
Regulatory Compliance and Process Improvement:
- Drove process improvements and submitted updates to the Business Excellence team.
- Responded to SEBI/member compliance queries and maintained regulatory records.
- Managed investor awareness campaigns (email/SMS) using UCC data.
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