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Regulatory Compliance Expert
2 months ago
At Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. Founded in 1869, we're a leading global investment banking, securities, and investment management firm. Our headquarters is in New York, with offices worldwide.
About the RoleThe estimated salary for this position is approximately $80,000-$120,000 per annum, based on industry standards and location. As a Regulatory Compliance Expert, you'll play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.
Job DescriptionWe're looking for a skilled professional to join our dynamic team in Bengaluru. Your primary responsibilities will include:
- Applying, developing, and implementing procedures, practices, and controls related to compliance disclosures, licensing/registration, and personal trading.
- Researching applicable rules and interpreting guidance in areas of compliance disclosures, licensing/registration, and personal trading.
You'll work closely with business, legal, and other compliance teams within the firm to address various employee-related compliance matters. The ideal candidate will have strong analytical and risk assessment skills, be detail-oriented, and possess a general understanding of the current regulatory environment and financial markets.
Required Skills and QualificationsTo succeed in this role, you'll need:
- Strong communications skills, including oral, written, and interpretive abilities.
- Expertise with Microsoft Word, Excel, and PowerPoint.
- A proactive and self-motivated approach to work.
- Good judgment and decision-making skills.
- Experience in financial, legal, accounting, or regulatory areas is preferred.
As a Goldman Sachs employee, you'll enjoy a range of benefits, including:
- A competitive salary and bonus structure.
- A comprehensive benefits package, including medical, dental, and vision coverage.
- A 401(k) plan with company match.
- A generous paid time-off policy.
We're committed to fostering a diverse and inclusive workplace, where everyone has opportunities to grow professionally and personally. If you're passionate about regulatory compliance and want to make a difference in a dynamic and fast-paced environment, we encourage you to apply.
