Auditor - Risk Management Specialist
3 weeks ago
Our Audit and Compliance team is seeking a highly skilled individual to fill the role of Auditor - Risk Management Specialist.
Job Responsibilities:
- Review of various processes and account opening instructions handled through digital platforms and physical account opening processes.
- Keeping the team abreast of the latest regulatory and internal guidelines related to KYC and AML.
- Closely monitoring and managing quality exceptions raised by the audit team.
- Managing and guiding the team on the latest regulatory and statutory guidelines.
- Timely submission of daily, weekly, fortnightly, and monthly audit reports.
- Closing loopholes and monitoring system-level and process-level gaps identified during process reviews and walkthroughs.
- Reviewing all exception reports to be released to various business units.
- Timely, accurate, and effective documentation of exceptions observed during the audit process.
- Discussion of audit observations with the auditee, arriving at corrective action, and timely submission of reports.
- Candidates Profile:
Candidate should preferably be a Commerce Graduate, MBA, CA, or CA Intermediate.
Candidates with overall audit experience of 5 years will be given priority, with a focus on relevant areas of audit experience.
Ability to identify risks, evaluate internal control effectiveness, and possess keen attention to detail.
Strong financial data and statistical analysis, data validation, and problem-solving abilities.
Advanced knowledge of Microsoft Office Suite, including Word, Excel, and PowerPoint.
Ability to stay up-to-date with technological changes in the digital world, regulatory guidelines, etc.
Good written and oral communication skills.
Capable of documenting audit observations and effectively communicating with the auditee.
Self-motivated, inquisitive to learn new areas, and a team player with adaptability.
Job Requirements:
- Audit, Concurrent Audit, Internal Audit
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