Compliance Specialist

10 hours ago


Thrissur, Kerala, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,00,00,000

As a seasoned Compliance Officer, you will play a critical role in ensuring regulatory adherence and industry standards.

Key Responsibilities:
  • Ensure compliance with IFSCA, SEZ, SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and assist with KYC requirements under legislations.
  • Maintain statutory compliances under the Companies Act, 2013 and other statutes, regulations, and guidelines, developing good governance practices.
  • Arrange board/general meetings, prepare minutes thereof, and follow up on matters to ensure regulatory compliance.
  • Maintain secretarial records, statutory books, and registers, handling internal audits.
  • Respond to inspections, regulatory, and audit queries as principal point of contact, preparing, filing, and registering forms, returns, applications, or other documentation with Special Economic Zone Authorities, IFSCA SEBI, RBI, or other regulatory authorities.
  • Conduct special assignments relating to business initiatives impacting Compliance and Legal affairs, implementing compliance policies and procedures.
  • Draft, review, negotiate, execute contracts, Non-Disclosure Agreements, Master Service Agreements, Statement of Works, Licensing Agreements, and other legal documents pertaining to business transactions.
  • Provide solutions to mitigate risk involved in business transactions.

Benefits:

  • Competitive compensation package
  • Ongoing training and professional development opportunities
  • Collaborative and dynamic work environment
  • Opportunities for career growth and advancement


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