Compliance Management Position

1 week ago


Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Regulatory Compliance Manager

Key Responsibilities:

  • Evaluate and ensure adherence to regulatory guidelines, including anti-money laundering laws and securities regulations.
  • Maintain accurate secretarial records, statutory books, and registers, while handling internal audits effectively.
  • Respond promptly to inspections, regulatory, and audit queries as the primary point of contact.
  • Develop and implement compliance policies and procedures to mitigate risk.
  • Draft, review, and execute contracts, non-disclosure agreements, master service agreements, and other legal documents.
  • Provide expert advice on legal solutions to minimize business transaction risks.

Requirements:

  • At least three years of experience in compliance management.
  • Strong knowledge of regulatory frameworks, including IFSCA, SEZ, and SEBI AIF, Ancillary Services, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws.


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