Financial Crime Compliance Expert

4 days ago

Mumbai, Maharashtra, India beBeeAudit Full time
Senior Audit Professional Opportunity

Job Summary:

  • We are seeking a Senior Audit professional to join our Corporate Sector Business Audit Team, focusing on Anti-Money Laundering and Know Your Customer functions.
  • This role involves working closely with the Global Know Your Customer Audit Directors, assisting with ongoing risk assessments, control identification, audit execution, and continuous monitoring activities.
  • The successful candidate will have the opportunity to lead and assist on audit engagements, communicate audit findings to management, and identify opportunities for improvement in the design and effectiveness of key controls.

Key Responsibilities:

  • Lead and assist on audit engagements covering Know Your Customer/Anti-Money Laundering functions, including risk assessments, audit planning, fieldwork, control evaluation, issue identification, audit report drafting, and issue validation.
  • Coordinate and interact with the Global Corporate Sector Anti-Money Laundering and Line of Business audit teams.
  • Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls.
  • Meet deliverables, adhering to department and professional standards, and utilizing consistent methodology.
  • Provide ongoing continuous monitoring and relationship management for certain key Corporate Sector Groups.

Required Qualifications, Capabilities, and Skills:

  • Minimum Bachelor's degree in Finance, Accounting, Economics, or other quantitative discipline, with past experience as a bank examiner, auditor, consultant, or compliance professional.
  • Minimum 8 years of relevant experience required.
  • Proven ability to multitask, complete projects on time and on budget, and adjust to changing priorities.
  • Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness, and proficiency in risk analysis and report preparation.
  • Excellent communication (verbal and written) and interpersonal skills, with the ability to present complex and sensitive issues to senior management and influence change.
  • Proven project management experience.
  • Enthusiastic, self-motivated, and willing to take accountability.
  • Understanding/experience of Know Your Customer and/or Bank Secrecy Act, Anti-Money Laundering, Office of the Foreign Assets Control, Sanctions.

Preferred Qualifications, Capabilities, and Skills:

  • CAMS and/or Audit Certification a plus.

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