Compliance Monitoring Specialist

3 weeks ago


Ahmedabad, Gujarat, India Crédit Agricole CIB Full time

Job Title: Monitoring Compliance Officer

Job Summary:

We are seeking a highly skilled Monitoring Compliance Officer to join our Markets Regulatory Compliance Monitoring department. As a key member of our team, you will be responsible for identifying, assessing, monitoring, and reporting compliance risks within the Bank.

Main Responsibilities:

  • Assess non-compliance risks by ensuring the proper application of financial market regulations, laws, and codes.
  • Perform compliance monitoring controls and/or spot checks.
  • Conduct compliance checks on MiFID, EMIR, ESMA, SFTR, PRIIPS, and DFA regulations.
  • Participate in the completion of the Compliance monitoring control plan.
  • Monitor and maintain the CACIB AP list and perform monthly controls.
  • Prepare periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network.
  • Contribute to the consolidation of stakeholders' contributions and communication of the finalized support to GMRC management.

Secondary Responsibilities:

  • Participate in the definition of dashboards and service management reports.
  • Support ad-hoc requests, special projects, investigations, or regulatory reviews.
  • Contribute to the drafting and maintenance of procedures and modernization of processes.
  • Disseminate the Compliance culture within the Business line and Compliance advisory.

Requirements:

  • Bachelor's degree in a relevant field or equivalent.
  • Minimum 3-5 years of professional experience in Corporate and Investment Banking.
  • Knowledge of market activities, products, and processes.
  • Knowledge of regulations such as MiFID, DFA, and financial code.
  • Excellent analytical and research skills.
  • Clarity and precision of written and oral communications.
  • Ability to work in a team and with the business.
  • Fluent English required.

Location: Asia, India

City: NEW DELHI / MUMBAI / BANGALORE / CHENNAI / AHMEDABAD / PUNE



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