Compliance and Regulatory Specialist

Regulatory Compliance SpecialistThis role is responsible for ensuring regulatory compliance of products across global markets.

Job Title:Regulatory Compliance SpecialistEnsure compliance with regulatory provisions and company law requirements. Maintain accurate records and documentation.",

Job Title: Regulatory Compliance SpecialistAs a Regulatory Compliance Specialist, you will play a crucial role in ensuring that our organization adheres to all relevant regulatory requirements.The ideal candidate will have a deep understanding of compliance regulations and be able to develop and implement effective policies and procedures to mitigate...

Regulatory Compliance SpecialistWe are seeking an experienced compliance professional to support our growing India-based compliance team. This role involves managing SEC filings, ensuring EU short-selling rules compliance, reviewing and negotiating contracts, overseeing KYC processes, and liaising with vendors.Manage SEC filings including 13F, 13H, Form PF,...

We are seeking a highly skilled Regulatory Affairs Specialist to fill this challenging role. The successful candidate will be responsible for ensuring compliance with regulatory requirements for our products, managing the submission process for regulatory approvals, and maintaining up-to-date knowledge of regulatory changes. Key Responsibilities:Ensure...

Job Title: Compliance SpecialistThis is a key role for an experienced professional who can manage regulatory compliance, develop and oversee systems, establish frameworks, and provide strategic advice on regulatory matters.Lead regulatory approvals, licensing, and registration activities across relevant authorities to ensure timely approvals.Develop robust...

Job Title: Regulatory Compliance SpecialistWe are seeking a detail-oriented and organized Regulatory Compliance Specialist to join our team. This role will be responsible for managing and maintaining product compliance throughout the entire product lifecycle.The successful candidate will have a strong understanding of registration and regulatory requirements...

Job Summary">We are seeking a seasoned professional to join our growing team as a Regulatory Compliance Specialist. In this role, you will play a critical part in shaping and strengthening our regulatory framework at a global level.">The ideal candidate will have a strong background in analyzing and implementing Cybersecurity and I.T. regulatory changes,...

Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team.The ideal candidate will have experience in developing, implementing, and managing regulatory compliance requirements.They will conduct regular audits and risk assessments to ensure adherence to regulatory standards.Staying up-to-date with...

Job Title: Regulatory Compliance SpecialistOverview:The incumbent for this role will be responsible for ensuring that all equity trading activities conducted on behalf of institutional clients comply with regulations, stock exchange requirements, and internal frameworks. The role includes advising front-office personnel, monitoring trading activities,...