
Financial Operations Specialist
1 day ago
High-Level Overview
Hiring for a leading CA firm based in Mumbai seeks a seasoned professional to fill the position of Broking Auditor.
Job Description
Audit and compliance are at the core of this role, ensuring adherence to regulatory requirements. We require a meticulous individual with excellent analytical skills.
Key Responsibilities
- Perform thorough audits on broking operations to verify compliance and identify potential discrepancies.
- Analyze trading practices, client interactions, and financial reporting to pinpoint issues.
- Conduct detailed examinations of broking activities, including trading practices, client transactions, and account management.
- Evaluate internal controls and risk management processes to ensure effectiveness.
- Verify adherence to regulations and industry standards, including anti-money laundering (AML) requirements.
Benefits Package
This is an exceptional opportunity to join a prestigious organization as we offer a competitive compensation package that includes benefits such as health insurance, retirement plans, and opportunities for professional growth.
Required Skills and Qualifications
- Candidates should possess a strong background in auditing and compliance.
- Excellent analytical and problem-solving skills are essential.
- Familiarity with regulatory frameworks and industry standards is necessary.
- Prior experience in broking or a related field is highly desirable.
About This Opportunity
This role offers a chance to work with a reputable organization and contribute to its success.
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