Compliance Oversight Specialist

2 weeks ago


Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time
Job Description
We are seeking a highly motivated and experienced individual to join our General Counsel Shared Services team as a Compliance Oversight Specialist. In this role, you will be responsible for providing oversight and guidance to members of the Investment Compliance Surveillance and Monitoring teams, aiding in the development and maintenance of the annual monitoring plan, and conducting reviews of research-related products and deliverables.

Duties and Responsibilities:
  • Provide oversight and guidance to members of the Investment Compliance Surveillance and Monitoring teams.
  • Aid in the development and maintenance of the annual monitoring plan, reviewing global regulatory risk assessments and engaging with key stakeholders for review prioritisation.
  • Conduct reviews of research-related products and deliverables to ensure compliance with internal guidelines and external regulations.

About Us
Fidelity International is a trusted advisor to all parts of Fidelity International Limited, providing high-value independent advisory and assurance expertise through our specialist teams. Our General Counsel Shared Services function is a global centre of expertise currently in Dalian and India, providing operational support and services to the General Counsel function.

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