Deputy Management Position

2 weeks ago

Thrissur, Kerala, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000
Job Description:

The key aspect of this role is educational qualification.

  • The ideal candidate should have a degree in CS/CA/MBA from a reputable institution/university.

Experience plays a crucial role in this position.

  • A minimum of 3-4 years of work experience in securities, capital markets, financial services, mutual funds, or insurance companies is required.

Required Skills and Qualifications

  • This role demands a proactive and result-oriented individual with analytical ability and attention to detail.
  • The ideal candidate should possess good execution skills, strong communication skills, and the ability to share learning and develop best practice across various groups.
  • To succeed in this role, you must be able to satisfy company and national regulatory standards.

Job Purpose: To perform activities related to membership compliance of the Exchange and support the team in achieving a no-error work environment.

Key Result Areas:

1. Change in Director's Details

  • Scrutinizing/processing of application for change in director as per Exchange/SEBI norms.
  • Screening for all applications related to change in director details, change in SHP/DPG, Directors, and Transfer of membership.
  • Maintain records updating control sheet and follow-ups with member accordingly via mail and phone calls.

2. Change in Shareholding/DPG Pattern/Change in Constitution/Re-constitution of Partnership Firm

  • Scrutinizing/processing of shareholding/DPG pattern constitution/re-constitution/of partnership firm.
  • Keeping Records updating control sheet and follow-ups with member accordingly via mail and phone calls.

3. Change in Name of Member Entity and Change in Member Office Address

  • Scrutinizing/processing applications as per norms and updating SEBI Portal.
  • Processing such applications without any errors within prescribed TAT. Updating members name and address in CRM database as per members request updation to other department.

4. Closure of Alerts in Trackwizz Application, Maintaining Monthly Database and MIS/Collation of Data for SEBI/Internal Department

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