Membership Compliance Specialist

18 hours ago


Vadodara, Gujarat, India beBeeCompliance Full time ₹ 9,64,608 - ₹ 12,17,647

Job Title: Membership Compliance Officer

Job Purpose:

We are seeking a detail-oriented and proactive professional to join our team as a Membership Compliance Officer. As a key member of our organization, you will play a vital role in ensuring the accuracy and timeliness of membership compliance activities.

  • Scrutinizing and processing applications for director changes according to Exchange/SEBI norms.
  • Screening all applications related to director details changes, SHP/DPG, Directors, and Transfer of membership.
  • Maintaining records, updating control sheets, and following up with members via mail and phone calls.
Key Responsibilities:
  • Scrutinizing and processing shareholding/DPG pattern constitution or re-constitution applications.
  • Keeping records updated, maintaining control sheets, and following up with members via mail and phone calls.
Closure of Alerts and Database Maintenance:
  • Closing alerts in Trackwizz applications, maintaining monthly databases, and collating data for SEBI/Internal departments.
Required Skills and Qualifications:

We are looking for a candidate with relevant educational qualifications, preferably CS/CA/MBA from reputable Institutes/Universities. A minimum of 3-4 years of work experience in securities/Capital markets, financial services, mutual funds, or insurance companies is desired.

  • Proactive and result-oriented approach.
  • Analytical skills with attention to detail.
  • Strong communication skills.
  • Execution skills with ability to share knowledge and develop best practices.
Preferred Profile:

The ideal candidate will be proficient in MS Office, especially Excel, and possess strong analytical skills. They should be able to work effectively in a team environment and demonstrate a commitment to delivering high-quality results.



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