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18 hours ago
Job Title: Membership Compliance Officer
Job Purpose:We are seeking a detail-oriented and proactive professional to join our team as a Membership Compliance Officer. As a key member of our organization, you will play a vital role in ensuring the accuracy and timeliness of membership compliance activities.
- Scrutinizing and processing applications for director changes according to Exchange/SEBI norms.
- Screening all applications related to director details changes, SHP/DPG, Directors, and Transfer of membership.
- Maintaining records, updating control sheets, and following up with members via mail and phone calls.
- Scrutinizing and processing shareholding/DPG pattern constitution or re-constitution applications.
- Keeping records updated, maintaining control sheets, and following up with members via mail and phone calls.
- Closing alerts in Trackwizz applications, maintaining monthly databases, and collating data for SEBI/Internal departments.
We are looking for a candidate with relevant educational qualifications, preferably CS/CA/MBA from reputable Institutes/Universities. A minimum of 3-4 years of work experience in securities/Capital markets, financial services, mutual funds, or insurance companies is desired.
- Proactive and result-oriented approach.
- Analytical skills with attention to detail.
- Strong communication skills.
- Execution skills with ability to share knowledge and develop best practices.
The ideal candidate will be proficient in MS Office, especially Excel, and possess strong analytical skills. They should be able to work effectively in a team environment and demonstrate a commitment to delivering high-quality results.
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