Compliance Officer
6 days ago
We are seeking a seasoned Compliance Officer with a strong background in Securities Market regulations. The ideal candidate will possess a Company Secretary (CS) qualification and LLB (optional).
Responsibilities:
- Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs.
- Monitor regulatory changes and effectively communicate updates to relevant stakeholders.
- Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.
- Ensure the completeness and accuracy of data submitted in these reports.
- Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.
- Conduct regular audits and assessments to identify areas of noncompliance or potential risks.
- Implement remedial measures as needed.
- Managing Internal Audits
- AML/CFT compliance and monitoring
- Coordination with Custodian/Fund Accountant/Fund Admin
- Review/drafting of legal agreements
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