Compliance Officer

About the JobWe are seeking a highly skilled Compliance Officer to join our team at OppenheimerFunds Distributor, Inc. As a key member of our compliance team, you will be responsible for ensuring that our investment practices and products comply with all applicable laws and regulations.Key ResponsibilitiesMonitor and analyze investment guidelines to ensure...

The Compliance Officer will be responsible for reviewing and responding to compliance requests and serving as the primary point of contact for compliance initiatives, including client SOC2 and ISO audit activities. This role requires a strong background in compliance, with experience in information security being a significant advantage.As a Compliance...

The Compliance Officer will be responsible for reviewing and responding to compliance requests and serving as the primary point of contact for compliance initiatives, including client SOC2 and ISO audit activities. The ideal candidate will have a strong background in compliance with experience in information security being a significant advantage.Key...

Company OverviewGamut HR Solutions provides comprehensive HR consultancy services, focusing on recruitment, staffing, training, and other HR-related matters. Our team of professionals delivers end-to-end solutions to individuals seeking the right job.Job OverviewWe are seeking a skilled Compliance Manager to ensure our company operates in accordance with...

IQ-EQ Compliance Officer II Job DescriptionThe Compliance Officer II will provide regulatory compliance services to IQ-EQ's investment adviser clients through oversight of the execution and continuous improvement of the client's compliance program. This includes monitoring and maintaining compliance programs, drafting regulatory policies and procedures,...

Job Title: SEZ Compliance OfficerJob Description: We are seeking a highly skilled and experienced SEZ Compliance Officer to join our team at SBCLLP. The ideal candidate will have a strong understanding of SEZ regulations and compliance requirements.Prepare and submit monthly and annual performance reports to SEZ authorities.Review procurement, services, and...

The ReleasePoint Compliance Specialist will be responsible for reviewing and responding to compliance requests, serving as the primary point of contact for compliance initiatives including client SOC2 and ISO audit activities. Strong background in compliance with experience in information security is a significant advantage.Key Responsibilities:Review and...

Job Title: Officer II - Compliance SpecialistAt IQ-EQ, we are seeking a highly skilled Officer II - Compliance Specialist to join our team. This role will be responsible for providing regulatory compliance services to our investment adviser clients.Key Responsibilities:Monitor and maintain compliance programs for clients to ensure compliance with federal...

Job Title: Compliance SpecialistThe Compliance Specialist will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards. This position will be responsible for reviewing and responding to compliance requests, serving as the primary point of contact for compliance initiatives, and collaborating with various...

Job SummaryThe Compliance Specialist will be responsible for reviewing and responding to compliance requests and will serve as the primary point of contact for compliance initiatives including client, SOC2, and ISO audit activities. The ideal candidate will have a strong background in compliance, with experience in information security being a significant...

Job Title: Compliance SpecialistJob Summary:At ReleasePoint, we are seeking a highly skilled Compliance Specialist to join our team. The ideal candidate will have a strong background in compliance, with experience in information security being a significant advantage.Key Responsibilities: Review and respond to compliance requests in a timely and accurate...

About the RoleThe Compliance Specialist will be responsible for reviewing and responding to compliance requests in a timely and accurate manner. This role will serve as the primary point of contact for compliance initiatives, including client SOC2 and ISO audit activities.Key Responsibilities:Review and respond to compliance requests in a timely and accurate...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at ReleasePoint. The ideal candidate will have a strong background in compliance with experience in information security being a significant advantage.Key ResponsibilitiesReview and respond to compliance requests in a timely and accurate manner.Act as the primary liaison for...

Job Summary We are seeking a highly skilled Compliance Analyst to join our team at OppenheimerFunds Distributor, Inc. The successful candidate will be responsible for ensuring compliance with regulatory requirements and internal policies. Key Responsibilities Monitor investment guidelines and ensure compliance with regulatory requirements. ...

Lead Compliance OfficerAbout this role:Wells Fargo seeks a Lead Compliance Officer to oversee and monitor business group risk-based compliance programs. The successful candidate will maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, across multiple business lines.Main Responsibilities:Provide oversight...

At Gamut HR Solutions, we are seeking a skilled Chief Financial Compliance Officer to oversee our financial operations.The ideal candidate will have previous experience with financial analysis, compliance, and auditing. Key responsibilities include:Verifying financial documents and reports to ensure accuracy and compliance with regulations.Conducting regular...

Job Title: Senior Compliance Officer - India CommercialJob SummaryWe are seeking a seasoned compliance professional to join our team as a Senior Compliance Officer - India Commercial. The ideal candidate will have a strong background in anti-corruption and risk management, with experience working in a complex regulated environment.Key ResponsibilitiesDevelop...

**Company Overview**Gamut HR Solutions is a leading HR consultancy firm that specializes in finding the right job opportunities for individuals. With a dedicated team of professionals, we provide end-to-end solutions for recruitment, staffing, training, and other HR services. Our small team of 2-10 employees offers a friendly and supportive work environment...

Job SummaryWe are seeking a seasoned compliance professional to play a pivotal role in promoting a strong culture and robust processes for anti-bribery, anti-corruption, marketing compliance, compliance audit, and reporting at Dr. Reddy's Laboratories Limited.Key ResponsibilitiesOversee, maintain, and innovate an effective compliance employee engagement and...

Job Title: Risk Management Officer - Compliance SpecialistAbout the Role:Pragati Finserv pvt Ltd seeks a highly skilled Risk Management Officer - Compliance Specialist to join our team. As a Risk Management Officer - Compliance Specialist, you will be responsible for identifying, assessing, and mitigating risks associated with our business operations.Key...