
Financial Services Compliance Expert
5 days ago
Job Title: Regulatory Compliance Specialist
Job Summary:We are seeking a detail-oriented and proactive Regulatory Compliance Specialist to join our organization.
The role involves ensuring compliance with regulatory frameworks, conducting risk assessments, and assisting in audits. The ideal candidate should have a strong understanding of financial regulations, attention to detail, and the ability to identify, assess, and mitigate compliance risks in a dynamic environment.
About the Role:
This is a key position that will be responsible for monitoring, interpreting, and implementing regulatory guidelines relevant to our business. The successful candidate will ensure timely filings and reporting to regulators and maintain up-to-date knowledge of evolving compliance requirements.
Key Responsibilities:
- Conduct regular internal reviews and risk assessments to identify process gaps and propose corrective actions.
- Track remediation of compliance issues and ensure timely closure.
- Assist in drafting, updating, and implementing compliance policies and procedures.
- Maintain accurate documentation for internal compliance controls.
- Educate internal teams on compliance obligations through training programs.
- Support internal and regulatory audits and prepare compliance reports for senior management and regulatory bodies.
- Act as a point of contact for compliance queries across departments.
Requirements:
- Strong understanding of financial regulations.
- Experience with compliance monitoring tools and MS Excel-based reporting.
- Excellent written and verbal communication skills.
- Detail-oriented, analytical mindset with problem-solving ability.
- CA (Inter), CS, MBA (Finance)
- 2–4 years of experience in compliance or risk management.
Key Skills: Financial Regulations, Compliance Monitoring, Risk Assessment, Policy Development, Audit Support, Team Collaboration.
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