Compliance Specialist

1 week ago


Kozhikode, Kerala, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,40,00,000
Compliance Manager Job Description

Job Title: Compliance Manager
We are seeking a skilled Compliance Manager to join our team.

**Responsibilities:**
  1.   Conduct ongoing monitoring and reporting as required under SEBI AIF and PMS regulations, including preparation and submission of monthly, quarterly, annual regulatory filings and reports.
  2.   Liaise with regulators for PMS, AIF compliance, and queries.
  3.   Monitor ongoing and event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS, etc).
  4.   Review and update Private Placement Memorandum and amendments, including Trust Deed, KYC documents, contribution agreements, distribution agreements, and intimation to regulatory authorities.
  5.   Coordinate with service providers/vendors/forums for various compliance-related matters pertaining to AIF and PMS.
  6.    Liaise with internal auditors and statutory auditors and effectively handle SEBI inspections.
  7.   Interact with auditors and other external parties for various regulatory requirements and routine regulatory filings/compliances.
  8.   Coordinate with counsels for legal support, opinions, and clarifications.
  9.   Monitor changes in SEBI regulations, directives, and circulars to ensure the organization's practices and policies remain up-to-date and compliant.
**Required Skills and Qualifications:**
  • Excellent interpersonal and communication skills
  • Strong networking and market intelligence skills
  • Client relationship management skills
  • Result-oriented approach
  • Collaborative mindset
  • Proficiency in MS Office (Word, PowerPoint & Excel)
  • Excellent written and verbal communication skills in English
**Benefits:**
  • Competitive salary package
  • Ongoing training and development opportunities
  • Opportunity to work with a dynamic team


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