Senior Compliance Manager

2 days ago


Jaipur, Rajasthan, India beBeeLeadership Full time ₹ 20,00,000 - ₹ 21,90,000

Join our team of experienced professionals as we seek a seasoned Principal Officer to lead our Gift City operations.

Our ideal candidate will have at least 5 years of experience in Alternate Investment Fund regulations, with a strong background in compliance and regulatory affairs.

The successful candidate will be responsible for managing our day-to-day operations, ensuring that all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars are met.

Key responsibilities include:

  • Lead compliance for all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars.
  • Responsible for a Gift City operation and its compliances on day to day working.
  • Responsible for coordinating with for all regulatory reporting and compliances in a timely manner by taking assistance from legal, accounting and compliance teams.
  • Responsible for managing investors queries on regular basis related to compliance.
  • Flag issues proactively and ability to foresee outcomes keeping in mind the operational risk framework in line with the legal parlance.
  • Creating efficient controls for reconciliations, Risk and compliance management and review and daily / periodical MIS and daily operations management.
  • Developing and maintaining partnerships with incubators, accelerators, Angel Networks, Micro VC etc, running outreach programs, Meeting, Evaluating, Coaching, Mentoring, and developing founders and supporting startups eco-system.
  • Representing senior management and driving the organizational culture and values among the employee base.

Qualifications and Experience:

  • Minimum least 5 years in related activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management.
  • Knowledge of Finance / Accounting would be preferred.
  • Proficient in MS Excel, PowerPoint

Required Skills and Qualifications:

  • Ability to manage complexity and ambiguity in day-to-day operations
  • Excellent oral and written communication skills
  • Meticulous reporting, Analytical skills, and an eye for detail
  • Strong organizational skills and an orientation toward strict attention to detail
  • Ability to think out of the box and look for creative solutions
  • Numerical skills & Proficiency in MS Office Suite

Benefits:

  • Opportunity to grow fast with a rapidly growing Company
  • Flexible structures with short response times, flat hierarchies, and motivated colleagues
  • You are going to be a part of shaping a successful and rapidly growing venture fund in India
  • Develop your own ideas and become an essential member of the Company


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