Membership Compliance Specialist

7 days ago

Malappuram, Kerala, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

Job Title: Senior Executive-Membership

 

  • To perform activities related to membership compliance of the Exchange and support the team in achieving a no error work environment.

 

Job Description

As a key member of our team, you will be responsible for performing all activities related to new membership application, on-going membership compliance, and termination of membership.

You will scrutinize membership documents, including legal documents, to ensure accuracy and compliance with regulatory requirements.

Furthermore, you will respond to queries from members regarding membership rules and regulations, providing detailed information and data as required.

Additionally, you will prepare notes for seeking approval at appropriate levels for various changes in membership status, such as change in shareholding or promoter holding pattern.

You will also perform any other activity as assigned by management.

Required Skills and Qualifications
  • Proactive and result-oriented individual with excellent analytical skills and an eye for detail.
  • Strong communication skills with the ability to share learning and develop/communicate best practice across various groups.
  • Ability to satisfy company and national regulatory standards.
  • Understanding of annual returns, balance sheet items, and L.C. Gupta method of net worth computation is an added advantage.
Benefits

This role offers a unique opportunity to work with a dynamic team and contribute to the growth and success of the organization.

As a member of our team, you will have the opportunity to learn and grow with the organization, developing your skills and expertise in membership compliance and related areas.

Others

CS/CA/MBA/CMA qualification from a reputable institute/university.

Fresher or 1-2 years work experience in securities/capital market, financial services, mutual funds, or insurance companies.

Good execution skills and MS Office (good excel skills preferred).

  • Membership Operations Supervisor

    6 days ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,20,00,000

    Job OverviewThe key objective of this role is to ensure seamless membership compliance processes within the Exchange environment.Main ResponsibilitiesChange in director's details: Review and process applications as per Exchange/SEBI norms, maintaining accurate records and following up with members via mail and phone calls.Change in shareholding/DPG...

  • Senior Governance and Compliance Expert

    2 weeks ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,00,00,000

    Compliance Governance ProfessionalThe Maritime Anti-Corruption Network aims to eradicate corruption in the maritime industry. We seek a skilled Compliance Governance professional to lead our global compliance governance workstreams.This role combines strategic leadership with hands-on project delivery, requiring a strong understanding of trade compliance...

  • Compliance Specialist

    7 days ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,00,000

    Job Title:Compliance SpecialistAbout the Role:This is an exciting opportunity to join our team as a Compliance Specialist. As a key member of our organization, you will be responsible for ensuring that our systems and processes are compliant with relevant regulations and standards.Key Responsibilities:Regulatory Compliance: You will have hands-on experience...

  • Compliance Specialist

    1 week ago

    Malappuram, Kerala, India beBeeAudit Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Compliance SpecialistWe are seeking a skilled professional to join our team as a Compliance Specialist. As a key member of our organization, you will play a vital role in ensuring the integrity and efficiency of our internal processes.About the Role:Conduct thorough audits and assessments to identify areas for improvement, aligning with industry...

  • Compliance Specialist

    7 days ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 11,00,000 - ₹ 17,00,000

    Job SummaryWe are seeking a detail-oriented compliance specialist to undertake various tasks on a daily basis.The selected candidate will be responsible for disseminating relevant circulars and notifications issued by regulators to respective departments. They will also maintain a Management Information System (MIS) of the same.Additional responsibilities...

  • Senior Trade Compliance Specialist

    1 week ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 17,72,080 - ₹ 24,30,104

    Job TitleTrade Compliance Specialist Manager (C-3) - Import/Export Operations.">\

  • Data Compliance Automation Specialist

    6 days ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Overview:We are seeking an experienced Data Compliance Automation Specialist to join our team. This role will focus on analyzing compliance data and automating processes to ensure effective transaction monitoring and regulatory compliance.Main Responsibilities:Analyze large datasets to identify trends and areas for improvementDevelop and implement...

  • Compliance Monitor

    2 weeks ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 20,000 - ₹ 25,000

    Compliance Specialist This Compliance Specialist role plays a pivotal part in ensuring effective compliance monitoring across residential child care homes in the UK.Key Responsibilities include conducting daily and weekly audits to ensure accurate records and safeguarding practices, reviewing quality reports for alignment with regulatory requirements,...

  • Senior Regulatory Compliance Specialist

    6 days ago

    Malappuram, Kerala, India beBeeWerks Full time ₹ 90,00,000 - ₹ 1,20,00,000

    Job OverviewThe Environmental Health and Safety Specialist plays a pivotal role in ensuring adherence to regulatory requirements.This position is responsible for determining, implementing, and monitoring WERCS to guarantee compliance with regulatory needs. The ideal candidate will lead as a technical representative, assisting stakeholders and business owners...

  • Enhance Financial Compliance

    2 weeks ago

    Malappuram, Kerala, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 14,00,000

    Financial Integrity SpecialistWe are seeking a skilled financial integrity specialist to enhance our compliance framework. The ideal candidate will have hands-on experience in Anti-Money Laundering (AML), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) processes.