Regulatory Banking Expert

2 days ago

Dombivli, Maharashtra, India beBeeRegulatory Full time ₹ 20,00,000 - ₹ 25,00,000
Job Description:

This is a high-profile role requiring a detail-oriented and experienced Regulatory Reporting professional to provide subject matter expertise.

  1. Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
  2. Monitor and implement daily regulatory compliance requirements.
  3. Develop and maintain robust internal control frameworks for banking products.
  4. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  5. Prepare and submit regulatory reports as per jurisdictional guidelines
  6. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness
  7. Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  8. Collaborate with internal teams including Finance, Risk, and Compliance to gather data and ensure accuracy in reports
  9. Maintain strong documentation and audit trails for all submissions
  10. Support in data submissions to compliance, internal audit teams, and regulators.
  11. Leverage data analytics for insights, ensuring proficiency in data extraction, manipulation, and reporting
  12. Assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems

Key Responsibilities:

The incumbent is expected to act as a catalyst for management of the entire control management across the entity life-cycle (onboarding, post-modifications, and closure) of entities identified by bank SOP for performance of any onboarding-related consequence management or control actions.

Expertise Required:

The Incumbent is expected to be well-versed with extant norms, guidelines of various regulatory bodies such as RBI, UIDAI, CERSAI, NeSL, CRILIC, Ministry of Corporate Affairs, and all relevant URLs, Sites in Corporate/mSME/Non-Individual domain.

Key Deliverables:

The Incumbent has to provide thought leadership and process improvement initiatives by demonstrating control across Audit observations, good performance across RISK scorecards, and ensure Compliance for reporting to relevant external and Internal authorities and control functions.

  • In-depth knowledge of KYC regulations and related circulars.
  • Strong understanding of banking product lifecycles and customer onboarding processes.

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