Financial Operations Auditor

4 days ago


Mumbai, Maharashtra, India beBeeRisk Full time ₹ 60,00,000 - ₹ 1,00,00,000

Hiring for a leading organization is seeking an experienced professional to fill a critical role.

Key Responsibilities
  • Conduct thorough audits of broking operations to verify adherence to compliance and regulatory requirements.
  • Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.
  • Perform in-depth audits of broking activities, including trading practices, client transactions, and account management.
  • Evaluate the effectiveness of internal controls and risk management processes related to broking operations.
  • Ensure that broking operations adhere to relevant regulations and industry standards, including compliance with financial market regulations and anti-money laundering (AML) requirements.
  • Monitor changes in regulatory requirements and update audit practices as needed.
Requirements
  • Proven experience in auditing and risk management.
  • Strong analytical and problem-solving skills.
  • Ability to work independently and as part of a team.
  • Excellent communication and interpersonal skills.
  • Knowledge of financial markets and regulatory requirements.
Benefits
  • Competitive salary and benefits package.
  • Opportunities for career growth and development.
  • Collaborative and dynamic work environment.


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