Audit Manager

3 weeks ago

Bengaluru, Karnataka, India Northern Trust Corporation Full time

About Northern Trust:

Northern Trust Corporation, a global financial institution, is renowned for its commitment to innovation, service, and integrity. Founded in 1889, the company has a rich history of delivering exceptional financial services to its clients.

The company's mission is to provide innovative financial solutions and guidance to individuals, families, and institutions. With over 130 years of financial expertise and a global presence, Northern Trust serves the world's most sophisticated clients using cutting-edge technology and exceptional service.

Company and Department Summary:

Northern Trust is one of the world's leading financial institutions, specializing in providing asset servicing solutions to institutional clients. The company has a network of offices in over 20 countries, supporting the delivery of products and services to its client base.

The company's workforce is its most valuable asset, comprising engaged, empowered, and diverse individuals. Northern Trust is committed to building upon this talent through innovative thinking and personal courage in an inclusive environment. Audit Services provides an opportunity for financial services professionals to work on challenging issues, applying knowledge, insights, and objectivity to protect and strengthen the company's legacy.

Role Overview:
The Asset Servicing International (ASI) Team within Audit Services is responsible for providing assurance focused on Northern Trust's core banking and asset servicing operations. The team evaluates and advises on the implementation of new and emerging technology and data analytics. Team members have the unique opportunity to develop views on enterprise risks across global processes and key technologies, drive thought leadership in assessing fraud risks and controls, and create data analytics strategies to increase assurance effectiveness.

Job Responsibilities:

The Audit Manager is responsible for leading audit projects across ASI, providing oversight to the audit team, and communicating results to senior management. The Audit Manager provides technical expertise and training to auditors within the engagement audit team and works closely with Senior Audit Managers to confirm the scope of the audit and devise an appropriate testing approach.

Key Responsibilities:

  • Leads two or more audits simultaneously at a minimum
  • Conducts and documents complex and high-risk audits throughout the Corporation
  • Demonstrates professional skepticism and comfort with questioning how certain processes are being performed to facilitate improvements
  • Finalizes planning documents
  • Assists in Audit Plan evolution by challenging scoping of audit projects
  • Functions in various roles on audit assignments, including leading audits, staffing audits, and providing oversight functions based on the needs of the team
  • Applies analytical skills to review information, perform assessments of the audit results, and evaluate the adequacy of controls
  • Leads a team of 1 or more staff in executing audits
  • Works closely with the Senior Audit Manager to perform/develop the audit planning, scoping, and fieldwork execution strategy
  • Works closely with the Senior Audit Manager to develop the audit budget and/or timeframe for how the audit will be completed
  • Reviews the work papers of the audit team members ensuring that departmental standards have been met
  • Communicates the audit status to business unit and Audit Services management. Responsible for direct interaction with different committees and/or management
  • Completes and compiles findings and recommendations for the purpose of status updates, memos, and audit reports, including drafting issues and validating Business action plans
  • Coordinates with other audit teams (business unit, regional, and specialist) to ensure evaluations of related areas occur timely and cover key areas within the audit
  • Provides training, coaching, and auditing expertise to the audit team
  • Operates independently; has in-depth knowledge of business unit/function
  • As subject area expert, provides comprehensive, in-depth consulting and leadership to team and partners at a high technical level
  • Carries out activities that are large in scope, cross-functional, and technically difficult
  • Role is balanced between high-level operational execution and development, and execution of strategic direction of business function activities
  • Leading continuous monitoring meetings with business and Audit Services management

Requirements:

  • 6 to 9 years' experience in internal audit in the financial services industry is preferred but not mandatory
  • Comprehensive knowledge of internal audit processes such as sampling, testing, and process/control walkthroughs with strong work paper documentation skills
  • Proficiency in Microsoft Office applications; experience with audit work paper applications preferred
  • Professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA along with demonstrated technical abilities in select areas (e.g., accounting, regulatory compliance, etc.) are preferred but not mandatory
  • General knowledge of the operations, functions, and objectives of interfacing areas is required to properly perform audits on operations, services, systems, workflow, and operational impact on other areas
  • Proven ability to work independently and in a team environment
  • Strong organizational and time management skills
  • Must be flexible and adaptive to change

Education:

A College or University degree and/or adept auditing experience in a financial institution, or similar public accounting experience

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today. #MadeForGreater

Reasonable Accommodation:

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at .

We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

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