
Senior Securities Compliance Specialist
1 day ago
This is a key role in ensuring that our business operations are conducted in accordance with regulatory requirements.
Responsibilities:- Conduct thorough compliance checks on membership applications to ensure adherence to Exchange and SEBI norms.
- Screen and process applications for changes in director details, shareholding patterns, directors, and membership transfers.
- Maintain accurate records and follow up with members through phone calls and emails.
- Proven analytical skills with attention to detail.
- Excellent communication skills with the ability to convey complex information effectively.
- Ability to work under pressure and meet deadlines.
- Bachelor's degree in a relevant field such as law, finance, or business administration.
The ideal candidate will have at least 3-4 years of experience in securities, capital markets, financial services, mutual funds, or insurance companies. He/She should possess strong knowledge of regulatory frameworks and be able to interpret and implement them effectively.
Benefits:This role offers a challenging and rewarding career path with opportunities for growth and development. The successful candidate will be part of a dynamic team and will receive comprehensive training and support to excel in their role.
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Regional Security Compliance Manager
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Senior Application Security Specialist
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Tax Compliance Professional
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Senior Cyber Security Specialist
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Cyber Security Specialist
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Cloud Security Specialist
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Cloud Security Specialist
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