Manager - Risk and Compliance

3 days ago

bangalore, India Tusk Investments Full time

About Us: Tusk Investments is a Kolkata-based buy-side investment firm managing USD 150+ million in public equity assets. We combine deep fundamental research with a disciplined investment process to deliver superior long-term returns. We’re looking to strengthen our internal controls and governance standards as we scale. Role Overview: We are hiring a Manager – Risk & Compliance to lead our firm’s regulatory compliance, operational risk controls, and internal governance framework. This is a key role that will work directly with senior leadership and investment teams. Key Responsibilities Design and implement risk management policies, internal controls, and compliance protocols across the investment process Ensure adherence to SEBI regulations, AIF guidelines, AML/KYC norms, insider trading rules, and other applicable laws Liaise with regulators, legal advisors, auditors, and custodians for compliance reporting and filings Monitor portfolio-level risk metrics and propose mitigations when thresholds are breached Conduct periodic audits of internal systems, data security, and investment documentation Own all internal SOPs, compliance checklists, and risk dashboards Provide compliance training and updates to internal teams Candidate Profile Based in Kolkata Chartered Accountant (CA) qualification is a must 0-5 years of experience in compliance, audit, or risk—ideally with a buy-side firm (AIF, PMS, MF) or Big 4 Strong grasp of SEBI regulations, Indian financial markets, and investment operations Detail-oriented, ethical, and highly organized with a proactive mindset Why Join Us Work directly with a high-performance investment team Flat hierarchy, ownership-led culture Opportunity to shape and institutionalize the firm’s governance framework Long-term incentives and career growth for high performers To apply, please message us directly on LinkedIn or email your CV to

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