Findoc | Equity Dealer
5 days ago
Role: Dealer
Experience: 3+ years
Location – Ludhiana
Shift - Night shift
Job Description
Job roles and responsibilities:
1)Trading Execution & Accuracy
Objective: Ensure accurate and timely execution of client trades.
Key Activities:
- Execute buy and sell orders on behalf of clients within specified timelines.
- Monitor and verify trade confirmations to ensure accuracy.
- Maintain records of all transactions as per regulatory requirement
2)Client Interaction & Support
Objective: Provide effective and responsive service to clients regarding their trading accounts.
Key Activities:
- Respond to client queries related to trading ,account status, and market information.
- Assist clients with the setup and management of their trading accounts.
- Educate clients on market conditions, trading platforms.
3)Market Research & Analysis
Objective: Assist in gathering and analyzing market data to support trading decisions.
Key Activities:
- Monitor stock market trends and news updates that impact trading.
- Provide preliminary analysis and reports to senior traders and clients.
- Track performance of specific stocks or sectors as directed.
4)Compliance & Regulatory Adherence
Objective: Ensure compliance with all regulatory and company policies.
Key Activities:
- Adhere to SEBI and other regulatory guidelines in all trading activities.
- Ensure all KYC (Know Your Customer) documentation is up to date.
- Report any suspicious or unusual activities as per compliance guidelines.
5)Operational Efficiency
Objective: Contribute to the smooth functioning of the trading desk and back-office operations.
Key Activities:
- Assist in the reconciliation of trades and accounts.
- Manage daily operational tasks such as data entry, report generation, and record keeping.
- Support in resolving any discrepancies in account balances or trade executions.
6)Continuous Learning & Development
Objective: Continuously improve knowledge and skills related to stock markets and trading operations.
Key Activities:
- Attend training sessions and workshops related to stock markets and financial products.
- Stay updated with the latest tools and platforms used in stock trading.
- Seek feedback from seniors and implement suggestions for improvement.
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