Findoc | Equity Dealer

5 days ago


ludhiana, India Findoc Full time

Role: Dealer

Experience: 3+ years

Location – Ludhiana

Shift - Night shift


Job Description

Job roles and responsibilities:

1)Trading Execution & Accuracy

Objective: Ensure accurate and timely execution of client trades.

Key Activities:

  • Execute buy and sell orders on behalf of clients within specified timelines.
  • Monitor and verify trade confirmations to ensure accuracy.
  • Maintain records of all transactions as per regulatory requirement


2)Client Interaction & Support

Objective: Provide effective and responsive service to clients regarding their trading accounts.

Key Activities:

  • Respond to client queries related to trading ,account status, and market information.
  • Assist clients with the setup and management of their trading accounts.
  • Educate clients on market conditions, trading platforms.


3)Market Research & Analysis

Objective: Assist in gathering and analyzing market data to support trading decisions.

Key Activities:

  • Monitor stock market trends and news updates that impact trading.
  • Provide preliminary analysis and reports to senior traders and clients.
  • Track performance of specific stocks or sectors as directed.


4)Compliance & Regulatory Adherence

Objective: Ensure compliance with all regulatory and company policies.

Key Activities:

  • Adhere to SEBI and other regulatory guidelines in all trading activities.
  • Ensure all KYC (Know Your Customer) documentation is up to date.
  • Report any suspicious or unusual activities as per compliance guidelines.


5)Operational Efficiency

Objective: Contribute to the smooth functioning of the trading desk and back-office operations.

Key Activities:

  • Assist in the reconciliation of trades and accounts.
  • Manage daily operational tasks such as data entry, report generation, and record keeping.
  • Support in resolving any discrepancies in account balances or trade executions.


6)Continuous Learning & Development

Objective: Continuously improve knowledge and skills related to stock markets and trading operations.

Key Activities:

  • Attend training sessions and workshops related to stock markets and financial products.
  • Stay updated with the latest tools and platforms used in stock trading.
  • Seek feedback from seniors and implement suggestions for improvement.

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