Analyst/Associate - Marketing Material Review - Compliance Ops
2 days ago
Job Description: The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews are performed in accordance with policies, procedures, applicable laws, and regulations and all edits or corrections are documented and preserved in a manner prescribed by the clients. Key Responsibilities. Key Responsibilities The team combines regulatory knowledge with operations skills to support client in a range high volume compliance task. Ability to make judgement calls on superlative and quantitative claims. Review and sign off on financial promotions such as factsheets, pitchbooks, investor letters, performance metrics, client presentations, educational materials, etc. Approvals and reviews for social media, webinar, podcast etc. Responsible for MIS and all the periodic dashboards for the client. Acuitykp.com Communicate extensively with onshore partner to escalate/resolve issues. Continue to innovate and provide effective client solutions. Build a strong rapport within the team and with the client. Possess strong knowledge of documentation, SOP’s, and process workflows. Stay abreast of regulatory developments and industry best practices related to funds to suggest improvements in the client’s process. Develop good interpersonal relationships with the clients to get the best information and insights from them. Undertake a variety of ad hoc tasks, as required. Key Competencies Qualifications/Skills: Bachelor’s degree required: preferably in accounting, finance, law, business management or related field. Understanding of regulatory landscape in US, UK, or APAC. Understanding of financial services industry predominantly asset/wealth management firms, investment banks, private equity firms and broker/dealers. Knowledge of financial instruments including equity, fixed income, derivatives, structure products etc. Understanding of regulatory bodies and regional regulators e.g., FINRA, SEC, FCA, SFC, MAS, etc. Sound Knowledge in e-comm monitoring and surveillance. Strong communication skills – written and verbal. Strong proficiency in Microsoft applications. Preferred skills: A certification in financial market or products will be an added advantage. Ability to work collaboratively with cross-geographical teams. Display team-work orientation and ability to multi-task. Experience: 2-3 years of total experience with strong experience in compliance predominantly in marketing material reviews and financial promotions review. Knowledge of funds, private equity, asset management functions. Understanding of financial markets and financial instruments, including awareness of securities trading or trade life cycle. Familiarity with marketing material review software will be added advantage.
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bangalore, India Acuity Knowledge Partners Full timeJob Description:The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews...
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bangalore, India Acuity Knowledge Partners Full timeJob Description: The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews...
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Bangalore Urban, India Acuity Knowledge Partners Full timeJob Description: The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews...
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Bangalore Urban, India Acuity Knowledge Partners Full timeJob Description:The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews...
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(Urgent) Analyst/Associate
4 days ago
Bangalore, India Acuity Knowledge Partners Full timeJob Description: - The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. - One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all...
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Ind Analyst, Store Ops
4 weeks ago
Bangalore, Karnataka, India Lowe's Full timeAbout LowesLowes Companies Inc NYSE LOW is a FORTUNExc2xae 50 home improvement company serving approximately 16 million customer transactions a week in the United States With total fiscal year 2023 sales of more than 86 billion Lowes operates over 1 700 home improvement stores and employs approximately 300 000 associates Based in Bengaluru Lowes...
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Senior Compliance Analyst
1 week ago
bangalore district, India Signzy Full timeSignzy is a digital trust system. We provide identification, background checks, forgery detection and contract management systems which enable contracting in a trustable, safe, legal, and convenient manner. Our biometric user authentication system and blockchain-based digital trail ensure non-repudiation. This increases compliance and enforceability in the...
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Security and compliance analyst
2 weeks ago
Bangalore, India Anumana Full timePosition: Security and Compliance Analyst Experience Range: 3 to 5 yrs Job Location: Bangalore Work Mode: Hybrid (3 days in the office, 2 days remote) Job Summary Anumana is seeking a detail-oriented and proactive Security and Compliance Analyst to ensure our organization’s adherence to international security standards and regulatory requirements. The...
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Security and compliance analyst
4 weeks ago
Bangalore, India Anumana Full timePosition: Security and Compliance Analyst Experience Range: 2 to 4 yrs Job Location: Bangalore Work Mode: Hybrid (3 days in the office, 2 days remote) Job Summary Anumana is seeking a detail-oriented and proactive Security and Compliance Analyst to ensure our organization’s adherence to international security standards and regulatory requirements. The...
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Marketing Label Review Specialist
2 weeks ago
Bangalore, Karnataka, India ResMed Full timeLets talk about the teamYoull be part of the Marketing Operations team which plays a crucial role in managing the Marketing Content Label Review MLR process This team acts as the central hub for coordination accuracy and timely execution of marketing material reviews With expertise in regulatory compliance and project management the team ensures that...
