Compliance SMEs For Regulatory Compliance

3 days ago

bangalore, India NTT DATA, Inc. Full time

About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs.The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance mattersKey ResponsibilitiesCompliance with all regulations pertaining to category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly/ time to time reporting keep the record for audit.Documentation and compliances of investee companies/investors and keeping the record and compliance with investor and investee agreement of AIF CAT II.Reviewing of all marketing materials, quarterly / annual updates, all the communication to be sent to investors/ SEBI.Drafting, vetting, negotiating, and finalizing AIF documents-PPMs/ amendments to PPM, contribution agreements, side letters etc., in co-ordination with the fund legal counsel.Drafting / reviewing compliance manual and other policies for AIFs.Reviewing / Vetting all service-related agreements for AIFs, NDAs , engagement letters etc.,Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping.Accounting, Taxation and related Compliance audit report.Review of Investment in periodic interval, risk analysis and reporting.Stay updated on relevant, regulations, guidelines from SEBI and other regulatory bodies affecting AIF CAT II.Take part in identifying, assessing and mitigating compliance risks associated with AIF CAT II.Provide regulatory input during fund structuring, product design and documentation.Qualifications & Experience:CA / CS / LLB / MBA (Finance / Legal / Compliance) preferred.3 - 6 years experience with 3 years relevant experience in AIF CAT II complianceStrong understanding of SEBI AIF regulations and related fund regulatory framework.Desired SkillsetAttention to detail and ability to work independently.Strong communication and stakeholder management skillsIntegrity, professional judgement, and problem-solving skills.

  • Regulatory Compliance Manager

    1 week ago

    bangalore, India Pine Labs Full time

    Manager – Regulatory Compliance Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.ROLE PURPOSEWe are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business...

  • Regulatory Compliance Analyst

    17 hours ago

    bangalore, India Finastra Full time

    Who are we?At Finastra, we are a dynamic global provider of open finance software solutions, dedicated to expanding access to financial services. Our innovative applications span Lending, Payments, Treasury and Capital Markets, and Universal Banking. Proudly serving over 8,000 customers, including 45 of the world's top 50 banks, we aim to boost financial...

  • Regulatory Compliance Manager

    1 week ago

    bangalore district, India Pine Labs Full time

    Manager – Regulatory Compliance Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services. ROLE PURPOSE We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance...

  • Regulatory Affairs Manager- SME

    1 week ago

    bangalore, India Mount Talent Consulting Pvt Ltd. Full time

    Domain lead - SME - Safety and Regulatory - BA offshoreExpert in Pharma domain’s multiple functions especially Regulatory and SafetyWell versed with business functions and tools used by industryAble to create integrated solutions and able to address customer pain pointsAble to draw process flowsAct as Technical Product Owner for global regulatory systems...

  • Regulatory Affairs Manager- SME

    1 week ago

    Bangalore, India Mount Talent Consulting Pvt Ltd. Full time

    Domain lead - SME - Safety and Regulatory - BA offshore Expert in Pharma domain’s multiple functions especially Regulatory and Safety Well versed with business functions and tools used by industry Able to create integrated solutions and able to address customer pain points Able to draw process flows Act as Technical Product Owner for global regulatory...

  • Manager - Regulatory & Technical Standards Compliance

    3 weeks ago

    Bangalore, Karnataka, India Standard Chartered Full time

    Job Summary The role will work closely with Country CISOs ISRO CISRO ICS TTO representatives within the bank to ensure the Banks ICS regulatory obligations are met on time The Group Chief Information Security Officer CISO organisation is instrumental in protecting and ensuring the resilience of Standard Chartered Bank s data and IT systems by managing...

  • Senior Compliance Specialist

    14 hours ago

    Bangalore, Karnataka, India Tether Operations Full time

    Join Tether and Shape the Future of Digital Finance At Tether we re not just building products we re pioneering a global financial revolution Our cutting-edge solutions empower businesses from exchanges and wallets to payment processors and ATMs to seamlessly integrate reserve-backed tokens across blockchains By harnessing the power of blockchain technology...

  • Compliance Leader

    3 weeks ago

    Bangalore, India Techmatters Technologies Full time

    Role Overview We are seeking a sharp and experienced Compliance Leader to join our dynamic team. They will work closely with our operations and business development teams to ensure regulatory compliance, mitigate risks, and maintain the integrity of our business practices across all operations. Key Responsibilities: Regulatory & Risk Oversight - Regulatory...

  • Compliance and Regulatory Risk Manager

    1 week ago

    Bangalore, India Digile Full time

    About the Role: We are seeking a highly experienced Governance, Risk, and Compliance (GRC) Manager to lead our enterprise risk management and compliance initiatives across regulated industries. The ideal candidate will have deep expertise in HITRUST CSF, ISO 27001:2022, SOC 2 Type II, NIST 800-53 , and other high-trust frameworks relevant to Financial...

  • IS Service Owner – Regulatory Compliance

    13 hours ago

    Bangalore, India ABB Full time

    At ABB, we help industries outrun - leaner and cleaner. Here, progress is an expectation - for you, your team, and the world. As a global market leader, we’ll give you what you need to make it happen. It won’t always be easy, growing takes grit. But at ABB, you’ll never run alone. Run what runs the world. This Position reports to: IS Department Manager...