Compliance Analyst
1 month ago
L M Exchange Company is one of the leading and most trusted Money Transfer and Currency Exchange companies in the United Arab Emirates since 1970. We are regulated by the Central Bank of UAE. We provide a global money transfer facility to more than 180 nationalities across the UAE, Foreign Currency Exchange, Wholesale Currency services. We are authorized by the Ministry of Labor to provide payroll services to customers through the Wages Protection System (WPS). We always offer the best and innovative financial solutions beyond the expectations of our customers.
We are looking for a professional experienced in evaluating corporate customer registrations and conducting AML/FT risk assessments. The ideal candidate will be skilled in executing primary and secondary investigations for alerts and inquiries. Proficiency in Microsoft Office tools is required
Responsibilities:
1. Receive and evaluate all the Corporate Customer Registrations, Retail, Bank Notes, or WPS, assessing the adequacy of the documentation received and executing the initial risk assessment and ML/FT Risk Rating.
2. Propose to the CO, or ACO or sanctions officer the approval or rejection of any corporate customer based on the evidence provided to them.
3. Execute the secondary investigation and EDD for all alerts produced by the AML Systems, related to customers and their transactions, and assigned to them by the Compliance Executive.
4. Execute the primary investigation of any alerts produced by the AML System in support of the Compliance Executives, in case they are not present in the office, or the volume of alerts require more people to deal with them immediately.
5. Execute all primary investigations of enquiries, requests, or information gathering received from the CBUAE, the FIU, the Police, the Judicial Departments of the UAE government, or any other Competent Authority.
6. Provide the details of such investigations to the CO or ACO for final assessment and forwarding the responses to the Competent Authority.
7. Execute all primary investigations received through the IEMS system and provide all the information as a “maker”; the ACO or CO will approve the provision of the information as required.
8. Report directly to the ACO or Sanctions officer.
Qualification Education Requirements:
1. Minimum 2 years of experience doing similar roles (preferably compliance or risk management with any financial institution)
2. Collage Graduate
3. Proficient in Microsoft Office (Outlook, Word, Excel and PowerPoint)
Preferred Skills:
1. Strong Business acumen
2. Integrity
3. Sincere
4. Well-connected/networked
5. Good with numbers
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